EPAC Risk Flags
Consolidated view of every risk_flag row EPAChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K · Oct 20, 2023 | PCAOB-tagged auditor in 10-K filed 2023-10-20 (accession 0000006955-23-000034) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2022-10-25 (accession 0000006955-22-000031) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). | view ↗ |
| Delisting | low | 15-12B · Apr 29, 2022 | Form 15-12B filed 2022-04-29 (accession 0000006955-22-000016) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 11-K · Jun 30, 2021 | Form NT 11-K filed 2021-06-30 (accession 0000006955-21-000023) notified the SEC of delayed 11-K filing for period ending 2020-12-31. Substantive filing landed 2021-07-13 (accession 0000006955-21-000027), 14 days after the 2021-06-29 filing … | view ↗ |
| Delisting | low | 15-15D · Jun 30, 2020 | Form 15-15D filed 2020-06-30 (accession 0000006955-20-000037) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Delisting | low | 15-12G · Jun 30, 2020 | Form 15-12G filed 2020-06-30 (accession 0000006955-20-000032) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on EPAC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.