EP Risk Flags
Consolidated view of every risk_flag row EPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Aug 15, 2006 | Form NT 10-Q filed 2006-08-15 (accession 0000887396-06-000017) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0000887396-05-000009) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2003 | Form NT 10-Q filed 2003-05-15 (accession 0000887396-03-000007) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 27, 2003 | Form NT 10-K filed 2003-03-27 (accession 0000887396-03-000004) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2002 | Form NT 10-Q filed 2002-08-14 (accession 0000887396-02-000013) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 26, 2002 | Form NT 10-K filed 2002-03-26 (accession 0000887396-02-000001) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2000 | Form NT 10-Q filed 2000-05-16 (accession 0000887396-00-000003) notified the SEC of delayed 10-Q filing for period ending 2000-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2000 | Form NT 10-K filed 2000-03-30 (accession 0000887396-00-000001) notified the SEC of delayed 10-K filing for period ending 1999-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 1999 | Form NT 10-K filed 1999-03-31 (accession 0000887396-99-000001) notified the SEC of delayed 10-K filing for period ending 1998-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 1998 | Form NT 10-K filed 1998-04-01 (accession 0000887396-98-000002) notified the SEC of delayed 10-K filing for period ending 1997-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | medium | 10-K · Mar 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-28 (accession 0001072613-24-000353) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-03-31 (accession 0001072613-23-000285) was 'Moss Adams LLP' (PCAOB Firm ID: 659). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001072613-21-000529) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001072613-21-000542), 9 days after the 2021-08-14 filing d… | view ↗ |
Related on EP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.