EMMA Risk Flags
Consolidated view of every risk_flag row EMMAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001213900-21-027167) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-08-26 (accession 0001564590-21-045796), 103 days after the 2021-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028939) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-07-03 (accession 0000950170-24-080918), 95 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001213900-21-019223) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-05-04 (accession 0001564590-21-022930), 34 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 2020 | Form NT 10-Q filed 2020-05-18 (accession 0001213900-20-012785) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · May 15, 2020 | Form NT 10-K filed 2020-05-15 (accession 0001213900-20-012449) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2021-01-25 (accession 0001564590-21-001977), 301 days after the 2020-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 17, 2016 | Form NT 10-Q filed 2016-02-17 (accession 0001615774-16-004231) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-05-16 (accession 0001615774-16-005455), 92 days after the 2016-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001213900-25-027099) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-14 (accession 0000950170-25-053744), 14 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001213900-24-098373) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0000950170-24-128621), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001213900-24-069702) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-09-10 (accession 0000950170-24-105004), 27 days after the 2024-08-14 filing … | view ↗ |
| Delisting | medium | 25-NSE · Nov 8, 2019 | Form 25-NSE filed 2019-11-08 (accession 0001354457-19-000590) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 31, 2012 | Form NT 10-K filed 2012-12-31 (accession 0001144204-12-070302) notified the SEC of delayed 10-K filing for period ending 2012-09-30. Substantive filing landed 2013-01-15 (accession 0001144204-13-002514), 17 days after the 2012-12-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2026 | PCAOB-tagged auditor in 10-K filed 2026-03-31 (accession 0001193125-26-132925) was 'Marcum llp' (PCAOB Firm ID: 688). Prior 10-K filed 2025-04-14 (accession 0000950170-25-053744) was 'BAKER TILLY US, LLP' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2018 | Form NT 10-Q filed 2018-02-14 (accession 0001615774-18-001215) notified the SEC of delayed 10-Q filing for period ending 2017-12-31. Substantive filing landed 2018-02-20 (accession 0001615774-18-001326), 6 days after the 2018-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2015 | Form NT 10-K filed 2015-12-29 (accession 0001615774-15-003758) notified the SEC of delayed 10-K filing for period ending 2015-09-30. Substantive filing landed 2016-01-05 (accession 0001615774-16-003804), 7 days after the 2015-12-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 14, 2013 | Form NT 10-Q filed 2013-02-14 (accession 0001144204-13-009150) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-19 (accession 0001144204-13-010049), 5 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 30, 2009 | Form NT 10-K filed 2009-12-30 (accession 0001144204-09-066811) notified the SEC of delayed 10-K filing for period ending 2009-09-30. Substantive filing landed 2009-12-30 (accession 0001144204-09-066813), 1 days after the 2009-12-29 filing d… | view ↗ |
Related on EMMA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.