ELTP Risk Flags
Consolidated view of every risk_flag row ELTPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Jun 30, 2025 | PCAOB-tagged auditor in 10-K filed 2025-06-30 (accession 0001641172-25-017134) was 'Forvis Mazars, LLP' (PCAOB Firm ID: 686). Prior 10-K filed 2024-07-01 (accession 0001493152-24-025829) was 'Buchbinder Tunick & Company LLP' (PCAOB Firm ID:… | view ↗ |
| Delisting | medium | 25 · May 11, 2009 | Form 25 filed 2009-05-11 (accession 0000930413-09-002607) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-K · Jun 14, 2019 | Form NT 10-K filed 2019-06-14 (accession 0001213900-19-010735) notified the SEC of delayed 10-K filing for period ending 2019-03-31. Substantive filing landed 2019-06-21 (accession 0001213900-19-011224), 8 days before the 2019-06-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Jun 15, 2016 | Form NT 10-K filed 2016-06-15 (accession 0001144204-16-108302) notified the SEC of delayed 10-K filing for period ending 2016-03-31. Substantive filing landed 2016-06-15 (accession 0001144204-16-108327), 14 days before the 2016-06-29 filing… | view ↗ |
| Late Filing | low | NT 10-K · Jun 30, 2010 | Form NT 10-K filed 2010-06-30 (accession 0001144204-10-035776) notified the SEC of delayed 10-K filing for period ending 2010-03-31. Substantive filing landed 2010-07-07 (accession 0001144204-10-036954), 8 days after the 2010-06-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2009 | Form NT 10-Q filed 2009-08-17 (accession 0000930413-09-004315) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0000930413-09-004348), 5 days after the 2009-08-14 filing d… | view ↗ |
Related on ELTP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.