ELRE Risk Flags
Consolidated view of every risk_flag row ELREhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Jun 29, 2012 | Form NT 10-K filed 2012-06-29 (accession 0001493152-12-000692) notified the SEC of delayed 10-K filing for period ending 2012-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Jun 26, 2019 | Form NT 10-K filed 2019-06-26 (accession 0001640334-19-001235) notified the SEC of delayed 10-K filing for period ending 2019-03-31. Substantive filing landed 2019-07-16 (accession 0001640334-19-001384), 17 days after the 2019-06-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Jun 28, 2011 | Form NT 10-K filed 2011-06-28 (accession 0001144204-11-037958) notified the SEC of delayed 10-K filing for period ending 2011-03-31. Substantive filing landed 2011-08-19 (accession 0001144204-11-048797), 51 days after the 2011-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 17, 2026 | Form NT 10-Q filed 2026-02-17 (accession 0001640334-26-000302) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-23 (accession 0001640334-26-000358), 9 days after the 2026-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2025 | Form NT 10-Q filed 2025-11-13 (accession 0001640334-25-002073) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001640334-25-002190), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jun 28, 2024 | Form NT 10-K filed 2024-06-28 (accession 0001640334-24-001022) notified the SEC of delayed 10-K filing for period ending 2024-03-31. Substantive filing landed 2024-07-15 (accession 0001640334-24-001102), 16 days after the 2024-06-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001640334-19-001617) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001640334-19-001697), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2019 | Form NT 10-Q filed 2019-02-13 (accession 0001640334-19-000236) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-19 (accession 0001640334-19-000272), 5 days after the 2019-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2012 | Form NT 10-Q filed 2012-02-14 (accession 0001144204-12-008498) notified the SEC of delayed 10-Q filing for period ending 2011-12-31. Substantive filing landed 2012-02-21 (accession 0001144204-12-010144), 7 days after the 2012-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001144204-11-063379) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-21 (accession 0001144204-11-066089), 7 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 11, 2011 | Form NT 10-Q filed 2011-08-11 (accession 0001144204-11-045504) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-22 (accession 0001144204-11-049188), 8 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001640334-25-001449) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001640334-25-001553), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jul 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-07-15 (accession 0001640334-24-001102) was 'J&S ASSOCIATE PLT' (PCAOB Firm ID: 6743). Prior 10-K/A filed 2023-07-17 (accession 0001640334-23-001303) was 'Pan-China Singapore' (PCAOB Firm ID: 6255). | view ↗ |
| Auditor Change | low | 10-K/A · Jul 17, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-07-17 (accession 0001640334-23-001303) was 'Pan-China Singapore' (PCAOB Firm ID: 6255). Prior 10-K/A filed 2022-09-06 (accession 0001640334-22-001919) was 'JLKZ CPA LLP.' (PCAOB Firm ID: 6519). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001640334-22-001783) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001640334-22-001865), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 10, 2018 | Form NT 10-Q filed 2018-08-10 (accession 0001640334-18-001526) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001640334-18-001632), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001640334-17-001716) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-17 (accession 0001640334-17-001727), 3 days after the 2017-08-14 filing d… | view ↗ |
| Delisting | low | 15-15D · Jul 24, 2013 | Form 15-15D filed 2013-07-24 (accession 0001493152-13-001378) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-Q · Feb 11, 2011 | Form NT 10-Q filed 2011-02-11 (accession 0001144204-11-007640) notified the SEC of delayed 10-Q filing for period ending 2010-12-31. Substantive filing landed 2011-02-17 (accession 0001144204-11-009614), 3 days after the 2011-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 12, 2010 | Form NT 10-Q filed 2010-11-12 (accession 0001140905-10-000134) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-17 (accession 0001140905-10-000138), 3 days after the 2010-11-14 filing d… | view ↗ |
Related on ELRE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.