DYAI Risk Flags
Consolidated view of every risk_flag row DYAIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 17, 2005 | Form NT 10-Q filed 2005-05-17 (accession 0001144204-05-015984) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2005 | Form NT 10-K filed 2005-04-01 (accession 0001144204-05-010079) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2004 | Form NT 10-Q filed 2004-05-17 (accession 0001144204-04-006754) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25-NSE · Jan 30, 2008 | Form 25-NSE filed 2008-01-30 (accession 0001143313-08-000018) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-28 (accession 0001437749-24-009857) was 'Crowe LLP' (PCAOB Firm ID: 173). Prior 10-K filed 2023-03-29 (accession 0001437749-23-008425) was 'Mayer Hoffman McCann P.C.' (PCAOB Firm ID: 199). | view ↗ |
Related on DYAI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.