DXF Risk Flags
Consolidated view of every risk_flag row DXFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · Apr 30, 2025 | Form NT 20-F filed 2025-04-30 (accession 0001477932-25-003123) notified the SEC of delayed 20-F filing for period ending 2024-12-31. Substantive filing landed 2025-09-24 (accession 0001477932-25-007006), 147 days after the 2025-04-30 filing… | view ↗ |
| Late Filing | high | NT 20-F · Jun 15, 2020 | Form NT 20-F filed 2020-06-15 (accession 0001477932-20-003375) notified the SEC of delayed 20-F filing for period ending 2019-12-31. Substantive filing landed 2020-11-09 (accession 0001477932-20-006350), 194 days after the 2020-04-29 filing… | view ↗ |
| Late Filing | medium | NT 20-F · Apr 30, 2024 | Form NT 20-F filed 2024-04-30 (accession 0001477932-24-002428) notified the SEC of delayed 20-F filing for period ending 2023-12-31. Substantive filing landed 2024-05-16 (accession 0001477932-24-003073), 17 days after the 2024-04-29 filing … | view ↗ |
| Delisting | medium | 25 · Jan 8, 2018 | Form 25 filed 2018-01-08 (accession 0001477932-18-000090) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 20-F · Sep 24, 2025 | PCAOB-tagged auditor in 20-F filed 2025-09-24 (accession 0001477932-25-007006) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 20-F filed 2024-05-16 (accession 0001477932-24-003073) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). | view ↗ |
| Late Filing | low | NT 20-F · May 1, 2023 | Form NT 20-F filed 2023-05-01 (accession 0001477932-23-002986) notified the SEC of delayed 20-F filing for period ending 2022-12-31. Substantive filing landed 2023-05-15 (accession 0001477932-23-003562), 15 days after the 2023-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2019 | Form NT 20-F filed 2019-04-30 (accession 0001477932-19-002190) notified the SEC of delayed 20-F filing for period ending 2018-12-31. Substantive filing landed 2019-05-15 (accession 0001477932-19-002772), 15 days after the 2019-04-30 filing … | view ↗ |
Related on DXF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.