DX Risk Flags
Consolidated view of every risk_flag row DXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Feb 25, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-25 (accession 0000826675-26-000017) was 'Ernst & Young, LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2025-02-28 (accession 0000826675-25-000021) was 'BDO USA, P.C.' (PCAOB Firm ID: 243). | view ↗ |
| Delisting | medium | 25-NSE · Feb 16, 2021 | Form 25-NSE filed 2021-02-16 (accession 0000876661-21-000213) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Mar 16, 2020 | Form 25-NSE filed 2020-03-16 (accession 0000876661-20-000214) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 11-K · Jul 2, 2013 | Form NT 11-K filed 2013-07-02 (accession 0000910680-13-000091) notified the SEC of delayed 11-K filing for period ending 2012-12-31. Substantive filing landed 2013-07-15 (accession 0000910680-13-000097), 16 days after the 2013-06-29 filing … | view ↗ |
| Delisting | medium | 25-NSE · Oct 15, 2010 | Form 25-NSE filed 2010-10-15 (accession 0000876661-10-000404) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | low | 15-12G · Jun 26, 2025 | Form 15-12G filed 2025-06-26 (accession 0000826675-25-000107) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on DX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.