DWAY Risk Flags
Consolidated view of every risk_flag row DWAYhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001731122-22-000943) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-08-24 (accession 0001731122-22-001479), 101 days after the 2022-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001553350-16-002062) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-12-22 (accession 0001553350-16-002841), 221 days after the 2016-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 16, 2016 | Form NT 10-Q filed 2016-02-16 (accession 0001553350-16-001572) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-12-22 (accession 0001553350-16-002841), 312 days after the 2016-02-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Dec 28, 2015 | Form NT 10-K filed 2015-12-28 (accession 0001553350-15-001394) notified the SEC of delayed 10-K filing for period ending 2015-09-30. Substantive filing landed 2016-09-13 (accession 0001553350-16-002465), 259 days after the 2015-12-29 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Dec 30, 2010 | Form NT 10-K filed 2010-12-30 (accession 0001004878-10-000226) notified the SEC of delayed 10-K filing for period ending 2010-09-30. Substantive filing landed 2011-04-27 (accession 0001004878-11-000157), 119 days after the 2010-12-29 filing… | view ↗ |
| Late Filing | high | NT 10-K · Dec 31, 2024 | Form NT 10-K filed 2024-12-31 (accession 0001731122-24-002068) notified the SEC of delayed 10-K filing for period ending 2024-09-30. Substantive filing landed 2025-02-24 (accession 0001731122-25-000289), 57 days after the 2024-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Feb 15, 2024 | Form NT 10-Q filed 2024-02-15 (accession 0001731122-24-000252) notified the SEC of delayed 10-Q filing for period ending 2023-12-31. Substantive filing landed 2024-03-08 (accession 0001731122-24-000380), 23 days after the 2024-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 29, 2023 | Form NT 10-K filed 2023-12-29 (accession 0001731122-23-002301) notified the SEC of delayed 10-K filing for period ending 2023-09-30. Substantive filing landed 2024-03-08 (accession 0001731122-24-000378), 70 days after the 2023-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001731122-23-000953) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-20 (accession 0001731122-23-001165), 36 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 29, 2014 | Form NT 10-K filed 2014-12-29 (accession 0001004878-14-000467) notified the SEC of delayed 10-K filing for period ending 2014-09-30. Substantive filing landed 2015-01-14 (accession 0001477932-15-000364), 16 days after the 2014-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 30, 2011 | Form NT 10-K filed 2011-12-30 (accession 0001004878-11-000435) notified the SEC of delayed 10-K filing for period ending 2011-09-30. Substantive filing landed 2012-01-18 (accession 0001354488-12-000199), 20 days after the 2011-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 21, 2007 | Form NT 10-K filed 2007-12-21 (accession 0001011034-07-000102) notified the SEC of delayed 10-K filing for period ending 2007-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 17, 2026 | Form NT 10-Q filed 2026-02-17 (accession 0001731122-26-000240) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-25 (accession 0001731122-26-000300), 11 days after the 2026-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2025 | Form NT 10-K filed 2025-12-30 (accession 0001731122-25-001742) notified the SEC of delayed 10-K filing for period ending 2025-09-30. Substantive filing landed 2026-01-13 (accession 0001731122-26-000055), 15 days after the 2025-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001731122-25-001130) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001731122-25-001158), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001731122-25-000771) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001731122-25-000788), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 18, 2025 | Form NT 10-Q filed 2025-02-18 (accession 0001731122-25-000233) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-02-24 (accession 0001731122-25-000287), 10 days after the 2025-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001731122-24-001260) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-26 (accession 0001731122-24-001317), 12 days after the 2024-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001731122-24-000809) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-21 (accession 0001731122-24-000850), 6 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2023 | Form NT 10-Q filed 2023-02-14 (accession 0001731122-23-000208) notified the SEC of delayed 10-Q filing for period ending 2022-12-31. Substantive filing landed 2023-02-21 (accession 0001731122-23-000243), 7 days after the 2023-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2022 | Form NT 10-K filed 2022-12-29 (accession 0001731122-22-002201) notified the SEC of delayed 10-K filing for period ending 2022-09-30. Substantive filing landed 2023-01-13 (accession 0001731122-23-000046), 15 days after the 2022-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2022 | Form NT 10-Q filed 2022-02-14 (accession 0001731122-22-000240) notified the SEC of delayed 10-Q filing for period ending 2021-12-31. Substantive filing landed 2022-02-22 (accession 0001731122-22-000295), 8 days after the 2022-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2021 | Form NT 10-K filed 2021-12-30 (accession 0001731122-21-002220) notified the SEC of delayed 10-K filing for period ending 2021-09-30. Substantive filing landed 2022-01-11 (accession 0001731122-22-000038), 13 days after the 2021-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 16, 2021 | Form NT 10-Q filed 2021-02-16 (accession 0001731122-21-000244) notified the SEC of delayed 10-Q filing for period ending 2020-12-31. Substantive filing landed 2021-03-17 (accession 0001731122-21-000401), 31 days after the 2021-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2018 | Form NT 10-Q filed 2018-02-15 (accession 0001615774-18-001244) notified the SEC of delayed 10-Q filing for period ending 2017-12-31. Substantive filing landed 2018-02-15 (accession 0001615774-18-001250), 1 days after the 2018-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Jan 2, 2018 | Form NT 10-K filed 2018-01-02 (accession 0001615774-18-000009) notified the SEC of delayed 10-K filing for period ending 2017-09-30. Substantive filing landed 2018-01-04 (accession 0001615774-18-000094), 6 days after the 2017-12-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001477932-15-005210) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001553350-15-000900), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2015 | Form NT 10-Q filed 2015-05-18 (accession 0001004878-15-000141) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-19 (accession 0001477932-15-003369), 4 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0001477932-14-004502) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-18 (accession 0001477932-14-004580), 4 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 31, 2013 | Form NT 10-K filed 2013-12-31 (accession 0001004878-13-000379) notified the SEC of delayed 10-K filing for period ending 2013-09-30. Substantive filing landed 2014-01-14 (accession 0001477932-14-000163), 16 days after the 2013-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2012 | Form NT 10-Q filed 2012-02-15 (accession 0001004878-12-000034) notified the SEC of delayed 10-Q filing for period ending 2011-12-31. Substantive filing landed 2012-02-16 (accession 0001354488-12-000716), 2 days after the 2012-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 17, 2010 | Form NT 10-Q filed 2010-08-17 (accession 0001004878-10-000159) notified the SEC of delayed 10-Q filing for period ending 2010-06-30. Substantive filing landed 2010-08-23 (accession 0001004878-10-000167), 9 days after the 2010-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 16, 2010 | Form NT 10-Q filed 2010-02-16 (accession 0001011034-10-000036) notified the SEC of delayed 10-Q filing for period ending 2009-12-31. Substantive filing landed 2010-02-22 (accession 0001011034-10-000040), 8 days after the 2010-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2009 | Form NT 10-K filed 2009-12-30 (accession 0001011034-09-000162) notified the SEC of delayed 10-K filing for period ending 2009-09-30. Substantive filing landed 2010-01-06 (accession 0001011034-10-000005), 8 days after the 2009-12-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2009 | Form NT 10-Q filed 2009-05-15 (accession 0001011034-09-000055) notified the SEC of delayed 10-Q filing for period ending 2009-03-31. Substantive filing landed 2009-05-20 (accession 0001011034-09-000062), 5 days after the 2009-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 17, 2009 | Form NT 10-Q filed 2009-02-17 (accession 0001011034-09-000018) notified the SEC of delayed 10-Q filing for period ending 2008-12-31. Substantive filing landed 2009-02-23 (accession 0001011034-09-000022), 9 days after the 2009-02-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Feb 24, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-24 (accession 0001731122-25-000289) was 'Victor Mokuolu, CPA PLLC' (PCAOB Firm ID: 6771). Prior 10-K filed 2024-03-08 (accession 0001731122-24-000378) was 'Mac Accounting Group & CPAs, LLP' (PCAOB … | view ↗ |
| Late Filing | low | NT 10-K · Dec 30, 2020 | Form NT 10-K filed 2020-12-30 (accession 0001731122-20-001345) notified the SEC of delayed 10-K filing for period ending 2020-09-30. Substantive filing landed 2020-12-30 (accession 0001731122-20-001347), 1 days after the 2020-12-29 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001004878-14-000192) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-19 (accession 0001477932-14-002728), 4 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2008 | Form NT 10-Q filed 2008-05-14 (accession 0001011034-08-000055) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0001011034-08-000065), 5 days after the 2008-05-15 filing d… | view ↗ |
Related on DWAY
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.