DUO Risk Flags
Consolidated view of every risk_flag row DUOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 20-F/A · Sep 13, 2024 | PCAOB-tagged auditor in 20-F/A filed 2024-09-13 (accession 0001213900-24-078552) was 'Audit Alliance LLP' (PCAOB Firm ID: 3487). Prior 20-F filed 2023-04-19 (accession 0001104659-23-047180) was 'KPMG Huazhen LLP' (PCAOB Firm ID: 1186). | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2026 | Form NT 20-F filed 2026-04-30 (accession 0001213900-26-050209) notified the SEC of delayed 20-F filing for period ending 2025-12-31. Substantive filing landed 2026-05-06 (accession 0001213900-26-052541), 6 days after the 2026-04-30 filing d… | view ↗ |
Related on DUO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.