DSNY Risk Flags
Consolidated view of every risk_flag row DSNYhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-Q · Apr 14, 2008 | Form NT 10-Q filed 2008-04-14 (accession 0001062993-08-001681) notified the SEC of delayed 10-Q filing for period ending 2008-02-29. Substantive filing landed 2009-01-14 (accession 0001062993-09-000141), 275 days after the 2008-04-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jan 14, 2005 | Form NT 10-Q filed 2005-01-14 (accession 0001062993-05-000065) notified the SEC of delayed 10-Q filing for period ending 2004-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Apr 15, 2002 | Form NT 10-Q filed 2002-04-15 (accession 0001130319-02-000290) notified the SEC of delayed 10-Q filing for period ending 2002-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jan 16, 2001 | Form NT 10-Q filed 2001-01-16 (accession 0001025894-01-000011) notified the SEC of delayed 10-Q filing for period ending 2000-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Nov 30, 2000 | Form NT 10-K filed 2000-11-30 (accession 0001025894-00-000336) notified the SEC of delayed 10-K filing for period ending 2000-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Jan 15, 2008 | Form NT 10-Q filed 2008-01-15 (accession 0001062993-08-000146) notified the SEC of delayed 10-Q filing for period ending 2007-11-30. Substantive filing landed 2009-01-14 (accession 0001062993-09-000141), 366 days after the 2008-01-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Jan 16, 2007 | Form NT 10-Q filed 2007-01-16 (accession 0001062993-07-000138) notified the SEC of delayed 10-Q filing for period ending 2006-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Nov 29, 2004 | Form NT 10-K filed 2004-11-29 (accession 0001062993-04-001968) notified the SEC of delayed 10-K filing for period ending 2004-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Jul 16, 2003 | Form NT 10-Q filed 2003-07-16 (accession 0001075793-03-000425) notified the SEC of delayed 10-Q filing for period ending 2003-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | low | 10-K · Nov 24, 2025 | PCAOB-tagged auditor in 10-K filed 2025-11-24 (accession 0001062993-25-016994) was 'DAVIDSON & COMPANY' (PCAOB Firm ID: 731). Prior 10-K filed 2024-11-21 (accession 0001062993-24-019439) was 'Smythe LLP' (PCAOB Firm ID: 995). | view ↗ |
| Late Filing | low | NT 10-Q · Jul 14, 2000 | Form NT 10-Q filed 2000-07-14 (accession 0001025894-00-000204) notified the SEC of delayed 10-Q filing for period ending 2000-05-31. Substantive filing landed 2000-07-18 (accession 0001025894-00-000207), 3 days after the 2000-07-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Apr 17, 2000 | Form NT 10-Q filed 2000-04-17 (accession 0001025894-00-000104) notified the SEC of delayed 10-Q filing for period ending 2000-02-29. Substantive filing landed 2000-04-24 (accession 0001025894-00-000117), 10 days after the 2000-04-14 filing … | view ↗ |
Related on DSNY
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.