DREM Risk Flags
Consolidated view of every risk_flag row DREMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 28, 2024 | Form NT 10-K filed 2024-03-28 (accession 0001493152-24-011666) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-09-10 (accession 0001493152-24-035617), 164 days after the 2024-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001493152-26-014712) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-17 (accession 0001493152-26-017910), 17 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001493152-23-010666) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012455), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001493152-20-008727) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-22 (accession 0001493152-20-009677), 53 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 13, 2020 | Form NT 10-Q filed 2020-05-13 (accession 0001493152-20-008473) notified the SEC of delayed 10-Q filing for period ending 2020-03-30. Substantive filing landed 2020-06-29 (accession 0001493152-20-012076), 46 days after the 2020-05-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 29, 2018 | Form NT 10-K filed 2018-03-29 (accession 0001493152-18-004108) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001493152-18-005286), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2017 | Form NT 10-K filed 2017-03-28 (accession 0001493152-17-002929) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001493152-17-004048), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2025 | Form NT 10-Q filed 2025-11-12 (accession 0001493152-25-021817) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-13 (accession 0001493152-25-022261), 1 days before the 2025-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001641172-25-024394) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-27 (accession 0001641172-25-025675), 13 days after the 2025-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2025 | Form NT 10-Q filed 2025-05-14 (accession 0001641172-25-010041) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-19 (accession 0001641172-25-011417), 4 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 9, 2023 | Form NT 10-Q filed 2023-11-09 (accession 0001493152-23-040041) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-042005), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 11, 2023 | Form NT 10-Q filed 2023-08-11 (accession 0001493152-23-027785) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-18 (accession 0001493152-23-029420), 4 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001493152-23-016781) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001493152-23-018471), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 18, 2022 | Form NT 10-Q filed 2022-11-18 (accession 0001493152-22-032920) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001493152-22-033036), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 10, 2022 | Form NT 10-Q filed 2022-08-10 (accession 0001493152-22-021871) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001493152-22-023704), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2022 | Form NT 10-Q filed 2022-05-13 (accession 0001493152-22-013300) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001493152-22-014687), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008340) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001493152-22-010159), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2021 | Form NT 10-Q filed 2021-11-12 (accession 0001493152-21-027970) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001493152-21-029477), 8 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001493152-21-020017) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-23 (accession 0001493152-21-020935), 9 days after the 2021-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2021 | Form NT 10-Q filed 2021-05-13 (accession 0001493152-21-011277) notified the SEC of delayed 10-Q filing for period ending 2021-03-30. Substantive filing landed 2021-05-24 (accession 0001493152-21-012620), 10 days after the 2021-05-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001493152-21-007468) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001493152-21-008933), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2020 | Form NT 10-Q filed 2020-08-13 (accession 0001493152-20-015479) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-18 (accession 0001493152-20-016159), 4 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2019 | Form NT 10-Q filed 2019-05-14 (accession 0001493152-19-007019) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001493152-19-007892), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001493152-19-004494) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001493152-19-005290), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001493152-18-016241) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001493152-18-016457), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001493152-18-011578) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001493152-18-012302), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2018 | Form NT 10-Q filed 2018-05-14 (accession 0001493152-18-006703) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001493152-18-007553), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2017 | Form NT 10-Q filed 2017-11-13 (accession 0001493152-17-012765) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001493152-17-013606), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2017 | Form NT 10-Q filed 2017-08-14 (accession 0001493152-17-009144) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001493152-17-009627), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2017 | Form NT 10-Q filed 2017-05-16 (accession 0001493152-17-005460) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-19 (accession 0001493152-17-005600), 4 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001493152-16-008481) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-05-11 (accession 0001493152-16-009618), 42 days after the 2016-03-30 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 17, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-17 (accession 0001493152-26-017910) was 'N/A' (PCAOB Firm ID: 9999). Prior 10-K filed 2025-04-15 (accession 0001641172-25-004861) was 'Olayinka Oyebola' (PCAOB Firm ID: 5968). | view ↗ |
| Auditor Change | low | 10-K · Sep 10, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-10 (accession 0001493152-24-035617) was 'Olayinka Oyebola' (PCAOB Firm ID: 5968). Prior 10-K filed 2023-04-17 (accession 0001493152-23-012455) was 'Boyle CPA, LLC' (PCAOB Firm ID: 6285). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2016 | Form NT 10-Q filed 2016-05-16 (accession 0001518336-16-000007) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-19 (accession 0001493152-16-010108), 4 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001518336-11-000017) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-17 (accession 0001518336-11-000018), 3 days after the 2011-11-14 filing d… | view ↗ |
Related on DREM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.