DPLS Risk Flags
Consolidated view of every risk_flag row DPLShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001683168-24-001977) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-07-15 (accession 0001683168-24-004848), 107 days after the 2024-03-30 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 1, 2008 | Form NT 10-K filed 2008-04-01 (accession 0000939802-08-000154) notified the SEC of delayed 10-K filing for period ending 2007-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0000939802-07-000132) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0000939802-07-000070) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0000939802-06-000282) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 16, 2005 | Form NT 10-Q filed 2005-08-16 (accession 0000939802-05-000569) notified the SEC of delayed 10-Q filing for period ending 2005-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2004 | Form NT 10-Q filed 2004-11-15 (accession 0000939802-04-001119) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0000939802-04-000442) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2004 | Form NT 10-K filed 2004-03-31 (accession 0000939802-04-000167) notified the SEC of delayed 10-K filing for period ending 2003-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 17, 2003 | Form NT 10-Q filed 2003-11-17 (accession 0000939802-03-000397) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2003 | Form NT 10-Q filed 2003-08-15 (accession 0000939802-03-000285) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2003 | Form NT 10-Q filed 2003-05-16 (accession 0000939802-03-000157) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2003 | Form NT 10-K filed 2003-03-31 (accession 0000939802-03-000103) notified the SEC of delayed 10-K filing for period ending 2002-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2002 | Form NT 10-Q filed 2002-11-14 (accession 0000939802-02-000424) notified the SEC of delayed 10-Q filing for period ending 2002-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 15, 2002 | Form NT 10-Q filed 2002-08-15 (accession 0000939802-02-000304) notified the SEC of delayed 10-Q filing for period ending 2002-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2002 | Form NT 10-Q filed 2002-05-15 (accession 0000939802-02-000188) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Auditor Change | high | 10-K · Apr 14, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-14 (accession 0001683168-25-002535) was 'Boladale Lawal & Co' (PCAOB Firm ID: 6993). Prior 10-K filed 2024-07-15 (accession 0001683168-24-004848) was 'Mazars USA LLP' (PCAOB Firm ID: 339). | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001683168-23-005763) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-31 (accession 0001683168-23-006204), 17 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001683168-23-003387) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-07-18 (accession 0001683168-23-004978), 64 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001683168-20-001545) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-06-08 (accession 0001683168-20-001905), 70 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001683168-19-000909) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001683168-19-001076), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2009 | Form NT 10-K filed 2009-04-01 (accession 0001140377-09-000025) notified the SEC of delayed 10-K filing for period ending 2008-12-31. Substantive filing landed 2009-05-19 (accession 0001140377-09-000062), 49 days after the 2009-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2002 | Form NT 10-K filed 2002-04-02 (accession 0000939802-02-000104) notified the SEC of delayed 10-K filing for period ending 2001-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2000 | Form NT 10-Q filed 2000-08-15 (accession 0000939802-00-000082) notified the SEC of delayed 10-Q filing for period ending 2000-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001683168-26-002553) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-14 (accession 0001683168-26-002937), 14 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001683168-25-003687) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001683168-25-003878), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001683168-25-002129) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-14 (accession 0001683168-25-002535), 14 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001683168-24-008011) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001683168-24-008254), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001683168-24-005652) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001683168-24-005901), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001683168-23-008079) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-15 (accession 0001683168-23-008197), 1 days after the 2023-11-14 filing d… | view ↗ |
| Auditor Change | medium | 10-K · Jun 23, 2023 | PCAOB-tagged auditor in 10-K filed 2023-06-23 (accession 0001683168-23-004387) was 'Mazars USA LLP' (PCAOB Firm ID: 339). Prior 10-K filed 2022-04-15 (accession 0001683168-22-002722) was 'Boyle CPA, LLC' (PCAOB Firm ID: 6285). | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001683168-23-002082) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-06-23 (accession 0001683168-23-004387), 84 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001683168-22-002223) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001683168-22-002722), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001683168-21-001171) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001683168-21-001436), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001683168-19-003658) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-19 (accession 0001683168-19-003752), 5 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001683168-19-001534) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-17 (accession 0001683168-19-001613), 2 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2013 | Form NT 10-K filed 2013-03-28 (accession 0001019687-13-001016) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-15 (accession 0001019687-13-001346), 15 days after the 2013-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2010 | Form NT 10-Q filed 2010-11-12 (accession 0000928816-10-001315) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-22 (accession 0000928816-10-001331), 8 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0001140377-10-000056) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-24 (accession 0001140377-10-000060), 9 days after the 2010-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001140377-10-000017) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-13 (accession 0001140377-10-000025), 13 days after the 2010-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 13, 2008 | Form NT 10-Q filed 2008-08-13 (accession 0000939802-08-000331) notified the SEC of delayed 10-Q filing for period ending 2008-06-30. Substantive filing landed 2008-08-19 (accession 0000939802-08-000352), 5 days after the 2008-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2008 | Form NT 10-Q filed 2008-05-14 (accession 0000939802-08-000215) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-20 (accession 0000939802-08-000233), 5 days after the 2008-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001683168-18-003392) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001683168-18-003511), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001683168-18-002321) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-15 (accession 0001683168-18-002352), 1 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001019687-12-004037) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001019687-12-004165), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2012 | Form NT 10-Q filed 2012-08-15 (accession 0001019687-12-002819) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-16 (accession 0001546079-12-000056), 2 days after the 2012-08-14 filing d… | view ↗ |
Related on DPLS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.