DOCN Risk Flags
Consolidated view of every risk_flag row DOCNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | low | 10-K · Feb 25, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-25 (accession 0001582961-25-000035) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K filed 2024-02-21 (accession 0001582961-24-000031) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 9, 2023 | Form NT 10-Q filed 2023-08-09 (accession 0001582961-23-000029) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-11 (accession 0001582961-23-000040), 3 days before the 2023-08-14 filing … | view ↗ |
Related on DOCN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.