DLTI Risk Flags
Consolidated view of every risk_flag row DLTIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Apr 1, 2022 | Form NT 10-K filed 2022-04-01 (accession 0001477932-22-001924) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2023-03-13 (accession 0001477932-23-001460), 347 days after the 2022-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Aug 16, 2019 | Form NT 10-Q filed 2019-08-16 (accession 0001477932-19-004931) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-11-13 (accession 0001477932-19-006416), 91 days after the 2019-08-14 filing … | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001477932-19-002833) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-11-13 (accession 0001477932-19-006416), 182 days after the 2019-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2019 | Form NT 10-K filed 2019-04-02 (accession 0001477932-19-001410) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-09-17 (accession 0001477932-19-005429), 170 days after the 2019-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Apr 2, 2013 | Form NT 10-K filed 2013-04-02 (accession 0001471242-13-000121) notified the SEC of delayed 10-K filing for period ending 2012-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001477932-24-001708) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2025-03-26 (accession 0001477932-25-001990), 361 days after the 2024-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001477932-21-001976) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-05-10 (accession 0001477932-21-002971), 40 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 18, 2020 | Form NT 10-Q filed 2020-05-18 (accession 0001477932-20-002880) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-07-07 (accession 0001477932-20-003796), 53 days after the 2020-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001477932-20-001748) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-30 (accession 0001477932-20-002314), 31 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2018 | Form NT 10-Q filed 2018-08-15 (accession 0001477932-18-004067) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-10-11 (accession 0001477932-18-004808), 58 days after the 2018-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 3, 2017 | Form NT 10-K filed 2017-04-03 (accession 0001477932-17-001504) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-05-18 (accession 0001477932-17-002379), 48 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001477932-16-009271) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-05-23 (accession 0001477932-16-010545), 54 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 17, 2014 | Form NT 10-Q filed 2014-11-17 (accession 0001477932-14-006359) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-12-12 (accession 0001477932-14-007019), 28 days after the 2014-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Oct 18, 2012 | Form NT 10-Q filed 2012-10-18 (accession 0001471242-12-001411) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-30 (accession 0001471242-12-001502), 16 days after the 2012-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 16, 2010 | Form NT 10-Q filed 2010-11-16 (accession 0001144204-10-061166) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-12-27 (accession 0001144204-10-068229), 43 days after the 2010-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001393905-08-000135) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-08-14 (accession 0001393905-08-000198), 91 days after the 2008-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001477932-21-003172) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-26 (accession 0001477932-21-003602), 11 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2019 | Form NT 10-Q filed 2019-11-15 (accession 0001477932-19-006612) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-26 (accession 0001477932-19-006830), 12 days after the 2019-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2018 | Form NT 10-Q filed 2018-11-15 (accession 0001477932-18-005599) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001477932-18-005699), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2018 | Form NT 10-Q filed 2018-05-16 (accession 0001477932-18-002554) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001477932-18-002659), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001477932-18-001643) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-13 (accession 0001477932-18-001773), 13 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2017 | Form NT 10-Q filed 2017-08-15 (accession 0001477932-17-003994) notified the SEC of delayed 10-Q filing for period ending 2017-06-30. Substantive filing landed 2017-08-21 (accession 0001477932-17-004082), 7 days after the 2017-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2017 | Form NT 10-Q filed 2017-05-15 (accession 0001477932-17-002259) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001477932-17-002466), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001477932-16-010406) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-05-24 (accession 0001477932-16-010579), 9 days after the 2016-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001477932-15-006978) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001477932-15-007346), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001477932-15-005194) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-20 (accession 0001477932-15-005484), 6 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001477932-15-002093) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-14 (accession 0001477932-15-002428), 14 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0001477932-14-004553) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-20 (accession 0001477932-14-004701), 6 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2012 | Form NT 10-Q filed 2012-08-16 (accession 0001471242-12-001147) notified the SEC of delayed 10-Q filing for period ending 2012-08-16. Substantive filing landed 2012-08-29 (accession 0001471242-12-001221), 32 days before the 2012-09-30 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001471242-11-000263) notified the SEC of delayed 10-Q filing for period ending 2011-11-14. Substantive filing landed 2011-11-22 (accession 0001471242-11-000338), 37 days before the 2011-12-29 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2011 | Form NT 10-Q filed 2011-08-15 (accession 0001144204-11-047450) notified the SEC of delayed 10-Q filing for period ending 2011-06-30. Substantive filing landed 2011-08-16 (accession 0001144204-11-047981), 2 days after the 2011-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2011 | Form NT 10-Q filed 2011-05-13 (accession 0001144204-11-028996) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-05-23 (accession 0001144204-11-031587), 8 days after the 2011-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2011 | Form NT 10-K filed 2011-04-01 (accession 0001144204-11-019325) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-04-15 (accession 0001144204-11-022563), 15 days after the 2011-03-31 filing … | view ↗ |
| Delisting | low | 15-15D · Feb 6, 2026 | Form 15-15D filed 2026-02-06 (accession 0001477932-26-000675) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Auditor Change | low | 10-K · Mar 26, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-26 (accession 0001477932-25-001990) was 'SRCO Professional Corporation' (PCAOB Firm ID: 5828). Prior 10-K filed 2024-03-05 (accession 0001477932-24-001014) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5… | view ↗ |
| Late Filing | low | NT 10-Q · May 18, 2010 | Form NT 10-Q filed 2010-05-18 (accession 0001004878-10-000095) notified the SEC of delayed 10-Q filing for period ending 2010-03-31. Substantive filing landed 2010-05-28 (accession 0001144204-10-030813), 13 days after the 2010-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2010 | Form NT 10-K filed 2010-03-31 (accession 0001393905-10-000144) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-14 (accession 0001004878-10-000080), 14 days after the 2010-03-31 filing … | view ↗ |
Related on DLTI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.