DJT Risk Flags
Consolidated view of every risk_flag row DJThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Jan 9, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-01-09 (accession 0001193125-24-005202) was 'Adeptus Partners, LLC' (PCAOB Firm ID: 3686). Prior 10-K filed 2022-04-13 (accession 0001193125-22-103731) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001193125-23-213534) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-11-13 (accession 0001193125-23-275201), 91 days after the 2023-08-14 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001193125-23-146197) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-11-13 (accession 0001193125-23-275201), 182 days after the 2023-05-15 filing… | view ↗ |
| Delisting | medium | 25-NSE · Mar 25, 2024 | Form 25-NSE filed 2024-03-25 (accession 0001354457-24-000202) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001193125-23-089560) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-26 (accession 0001193125-23-116102), 26 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 14, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-14 (accession 0001140361-25-004822) was 'Semple, Marchal & Cooper, LLP' (PCAOB Firm ID: 178). Prior 10-K/A filed 2024-04-03 (accession 0001140361-24-017385) was 'Adeptus Partners, LLC' (PCAOB Firm … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001140361-24-026277) notified the SEC of delayed 10-Q filing for period ending 2024-05-14. Substantive filing landed 2024-05-20 (accession 0001140361-24-026889), 39 days before the 2024-06-28 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2023 | Form NT 10-Q filed 2023-11-13 (accession 0001193125-23-276088) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-22 (accession 0001193125-23-282305), 8 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001193125-22-284557) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001193125-22-290078), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001193125-22-221741) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-23 (accession 0001193125-22-226608), 9 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001193125-22-153001) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-19 (accession 0001193125-22-154248), 4 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001193125-22-091951) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-13 (accession 0001193125-22-103731), 13 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001104659-21-139582) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-22 (accession 0001410578-21-000402), 8 days after the 2021-11-14 filing d… | view ↗ |
Related on DJT
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.