DHTI Risk Flags
Consolidated view of every risk_flag row DHTIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Sep 30, 2024 | Form NT 10-K filed 2024-09-30 (accession 0001683168-24-006766) notified the SEC of delayed 10-K filing for period ending 2024-06-30. Substantive filing landed 2025-01-13 (accession 0001683168-25-000285), 107 days after the 2024-09-28 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 26, 2007 | Form NT 10-K filed 2007-09-26 (accession 0001266068-07-000103) notified the SEC of delayed 10-K filing for period ending 2007-09-26. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0001266068-07-000075) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 14, 2007 | Form NT 10-Q filed 2007-02-14 (accession 0001266068-07-000026) notified the SEC of delayed 10-Q filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 15, 2006 | Form NT 10-Q filed 2006-11-15 (accession 0001266068-06-000165) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 27, 2006 | Form NT 10-K filed 2006-09-27 (accession 0001266068-06-000147) notified the SEC of delayed 10-K filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2006 | Form NT 10-Q filed 2006-05-15 (accession 0001266068-06-000081) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 14, 2006 | Form NT 10-Q filed 2006-02-14 (accession 0001266068-06-000024) notified the SEC of delayed 10-Q filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2005 | Form NT 10-Q filed 2005-11-14 (accession 0001266068-05-000247) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 27, 2005 | Form NT 10-K filed 2005-09-27 (accession 0001266068-05-000225) notified the SEC of delayed 10-K filing for period ending 2005-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0001266068-05-000085) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Feb 14, 2005 | Form NT 10-Q filed 2005-02-14 (accession 0001266068-05-000012) notified the SEC of delayed 10-Q filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 16, 2004 | Form NT 10-Q filed 2004-11-16 (accession 0001266068-04-000191) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 28, 2004 | Form NT 10-K filed 2004-09-28 (accession 0001266068-04-000146) notified the SEC of delayed 10-K filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 14, 2004 | Form NT 10-Q filed 2004-05-14 (accession 0001166587-04-000017) notified the SEC of delayed 10-Q filing for period ending 2004-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Nov 14, 2003 | Form NT 10-Q filed 2003-11-14 (accession 0001166587-03-000072) notified the SEC of delayed 10-Q filing for period ending 2003-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Sep 30, 1997 | Form NT 10-K filed 1997-09-30 (accession 0000912057-97-032189) notified the SEC of delayed 10-K filing for period ending 1997-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Sep 29, 2023 | Form NT 10-K filed 2023-09-29 (accession 0001683168-23-006816) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-10-19 (accession 0001683168-23-007283), 21 days after the 2023-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 28, 2022 | Form NT 10-K filed 2022-09-28 (accession 0001683168-22-006653) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2022-11-01 (accession 0001683168-22-007171), 34 days after the 2022-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2003 | Form NT 10-K filed 2003-09-30 (accession 0001166587-03-000064) notified the SEC of delayed 10-K filing for period ending 2003-06-30. Substantive filing landed 2003-11-13 (accession 0001166587-03-000070), 46 days after the 2003-09-28 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 30, 2002 | Form NT 10-K filed 2002-09-30 (accession 0001166587-02-000088) notified the SEC of delayed 10-K filing for period ending 2002-06-29. Substantive filing landed 2002-11-19 (accession 0001166587-02-000096), 53 days after the 2002-09-27 filing … | view ↗ |
| Late Filing | high | NT 10-K · Sep 28, 2000 | Form NT 10-K filed 2000-09-28 (accession 0000910680-00-000664) notified the SEC of delayed 10-K filing for period ending 2000-06-30. Substantive filing landed 2000-10-30 (accession 0000910680-00-000733), 32 days after the 2000-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 17, 2026 | Form NT 10-Q filed 2026-02-17 (accession 0001683168-26-001108) notified the SEC of delayed 10-Q filing for period ending 2025-12-31. Substantive filing landed 2026-02-23 (accession 0001683168-26-001236), 9 days after the 2026-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2022 | Form NT 10-Q filed 2022-11-15 (accession 0001683168-22-007775) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-29 (accession 0001683168-22-008081), 15 days after the 2022-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001683168-22-003665) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001683168-22-003960), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 16, 2021 | Form NT 10-Q filed 2021-11-16 (accession 0001683168-21-005762) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-19 (accession 0001683168-21-005841), 5 days after the 2021-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 2020 | Form NT 10-K filed 2020-09-28 (accession 0001683168-20-003286) notified the SEC of delayed 10-K filing for period ending 2020-06-30. Substantive filing landed 2020-10-15 (accession 0001683168-20-003456), 17 days after the 2020-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2003 | Form NT 10-Q filed 2003-05-16 (accession 0001166587-03-000031) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. Substantive filing landed 2003-05-21 (accession 0001166587-03-000035), 6 days after the 2003-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2003 | Form NT 10-Q filed 2003-02-14 (accession 0001166587-03-000008) notified the SEC of delayed 10-Q filing for period ending 2002-12-31. Substantive filing landed 2003-02-19 (accession 0001166587-03-000016), 5 days after the 2003-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2002 | Form NT 10-Q filed 2002-05-15 (accession 0000910680-02-000491) notified the SEC of delayed 10-Q filing for period ending 2002-03-31. Substantive filing landed 2002-05-20 (accession 0001166587-02-000046), 5 days after the 2002-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 15, 2002 | Form NT 10-Q filed 2002-02-15 (accession 0000910680-02-000220) notified the SEC of delayed 10-Q filing for period ending 2001-12-31. Substantive filing landed 2002-02-15 (accession 0001166587-02-000008), 1 days after the 2002-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 12, 2000 | Form NT 10-Q filed 2000-05-12 (accession 0000910680-00-000320) notified the SEC of delayed 10-Q filing for period ending 2000-03-31. Substantive filing landed 2000-05-19 (accession 0000910680-00-000350), 4 days after the 2000-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 10, 2000 | Form NT 10-Q filed 2000-02-10 (accession 0000910680-00-000080) notified the SEC of delayed 10-Q filing for period ending 1999-12-31. Substantive filing landed 2000-02-22 (accession 0000910680-00-000143), 8 days after the 2000-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 1999 | Form NT 10-Q filed 1999-11-15 (accession 0000910680-99-000425) notified the SEC of delayed 10-Q filing for period ending 1999-09-30. Substantive filing landed 1999-11-22 (accession 0000910680-99-000449), 8 days after the 1999-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 28, 1999 | Form NT 10-K filed 1999-09-28 (accession 0000910680-99-000299) notified the SEC of delayed 10-K filing for period ending 1999-06-30. Substantive filing landed 1999-10-13 (accession 0000910680-99-000344), 15 days after the 1999-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 16, 1999 | Form NT 10-Q filed 1999-02-16 (accession 0001047469-99-006172) notified the SEC of delayed 10-Q filing for period ending 1998-12-31. Substantive filing landed 1999-02-22 (accession 0000910680-99-000087), 8 days after the 1999-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Sep 25, 1998 | Form NT 10-K filed 1998-09-25 (accession 0001047469-98-035530) notified the SEC of delayed 10-K filing for period ending 1998-06-30. Substantive filing landed 1998-10-13 (accession 0001047469-98-037092), 15 days after the 1998-09-28 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 1997 | Form NT 10-Q filed 1997-02-14 (accession 0000912057-97-005614) notified the SEC of delayed 10-Q filing for period ending 1996-12-31. Substantive filing landed 1997-05-15 (accession 0000912057-97-018143), 90 days after the 1997-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 1995 | Form NT 10-Q filed 1995-11-15 (accession 0000898430-95-002406) notified the SEC of delayed 10-Q filing for period ending 1995-09-30. Substantive filing landed 1995-11-30 (accession 0000898430-95-002520), 16 days after the 1995-11-14 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 30, 2025 | Form NT 10-K filed 2025-09-30 (accession 0001683168-25-007311) notified the SEC of delayed 10-K filing for period ending 2025-06-30. Substantive filing landed 2025-09-30 (accession 0001683168-25-007318), 2 days after the 2025-09-28 filing d… | view ↗ |
| Auditor Change | low | 10-K · Sep 30, 2025 | PCAOB-tagged auditor in 10-K filed 2025-09-30 (accession 0001683168-25-007318) was 'CM3 Advisory' (PCAOB Firm ID: 6866). Prior 10-K/A filed 2025-06-06 (accession 0001683168-25-004299) was 'Macias Gini & O’Connell LLP' (PCAOB Firm ID: 324). | view ↗ |
| Auditor Change | low | 10-K/A · Jun 6, 2025 | PCAOB-tagged auditor in 10-K/A filed 2025-06-06 (accession 0001683168-25-004299) was 'Macias Gini & O’Connell LLP' (PCAOB Firm ID: 324). Prior 10-K filed 2023-10-19 (accession 0001683168-23-007283) was 'dbbmckennon' (PCAOB Firm ID: 3501). | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2021 | Form NT 10-K filed 2021-09-29 (accession 0001683168-21-004581) notified the SEC of delayed 10-K filing for period ending 2021-06-30. Substantive filing landed 2021-10-13 (accession 0001683168-21-004821), 15 days after the 2021-09-28 filing … | view ↗ |
| Delisting | low | 15-12G · Oct 13, 2009 | Form 15-12G filed 2009-10-13 (accession 0001266068-09-000042) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on DHTI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.