DHC Risk Flags
Consolidated view of every risk_flag row DHChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12B · Apr 15, 2014 | Form 15-12B (deregistration) filed 2014-04-15 (accession 0001104659-14-027864). Paired with Form 25-NSE (delisting notice) filed 2014-04-11 (accession 0000876661-14-000178) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Apr 11, 2014 | Form 25-NSE (delisting notice) filed 2014-04-11 (accession 0000876661-14-000178). Paired with Form 15-12B (deregistration) filed 2014-04-15 (accession 0001104659-14-027864) within the 12-month going-dark window. | view ↗ |
| Delisting | medium | 25 · Jun 30, 2016 | Form 25 filed 2016-06-30 (accession 0001104659-16-130417) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25 · Jun 30, 2016 | Form 25 filed 2016-06-30 (accession 0001104659-16-130416) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25 · Jun 30, 2016 | Form 25 filed 2016-06-30 (accession 0001104659-16-130413) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Auditor Change | low | 10-K · Mar 1, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-01 (accession 0001075415-23-000008) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-02-24 (accession 0001075415-22-000007) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
Related on DHC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.