DFLI Risk Flags
Consolidated view of every risk_flag row DFLIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012405) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001493152-24-014831), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K/A · Apr 3, 2023 | Form NT 10-K/A filed 2023-04-03 (accession 0001493152-23-010472) notified the SEC of delayed 10-K/A filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012533), 17 days after the 2023-03-31 fil… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010242) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012533), 17 days after the 2023-03-31 filing … | view ↗ |
| Delisting | medium | 25-NSE · Oct 7, 2022 | Form 25-NSE filed 2022-10-07 (accession 0001354457-22-000562) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001641172-25-011181) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-16 (accession 0001641172-25-011280), 1 days after the 2025-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · Apr 29, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-04-29 (accession 0001493152-24-017000) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K/A filed 2023-05-01 (accession 0001493152-23-014966) was 'BDO USA LLP' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028833) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001493152-23-029680), 7 days after the 2023-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K/A · May 1, 2023 | PCAOB-tagged auditor in 10-K/A filed 2023-05-01 (accession 0001493152-23-014966) was 'BDO USA LLP' (PCAOB Firm ID: 243). Prior 10-K filed 2022-03-29 (accession 0001410578-22-000581) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
Related on DFLI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.