DCGO Risk Flags
Consolidated view of every risk_flag row DCGOhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Mar 14, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-14 (accession 0001213900-23-019936) was 'Urish Popeck & Co., LLC' (PCAOB Firm ID: 1013). Prior 10-K/A filed 2022-03-29 (accession 0001213900-22-015828) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 1… | view ↗ |
| Delisting | medium | 25-NSE · Sep 16, 2022 | Form 25-NSE filed 2022-09-16 (accession 0001354457-22-000532) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Nov 5, 2021 | Form 25-NSE filed 2021-11-05 (accession 0001354457-21-001297) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 13, 2021 | Form NT 10-Q filed 2021-05-13 (accession 0001213900-21-026133) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-06-03 (accession 0001213900-21-030755), 19 days after the 2021-05-15 filing … | view ↗ |
Related on DCGO
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.