DAWN Risk Flags
Consolidated view of every risk_flag row DAWNhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-12G · May 4, 2026 | Form 15-12G (deregistration) filed 2026-05-04 (accession 0001193125-26-202385). Paired with Form 25-NSE (delisting notice) filed 2026-04-23 (accession 0001354457-26-000366) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Apr 23, 2026 | Form 25-NSE (delisting notice) filed 2026-04-23 (accession 0001354457-26-000366). Paired with Form 15-12G (deregistration) filed 2026-05-04 (accession 0001193125-26-202385) within the 12-month going-dark window. | view ↗ |
| Auditor Change | low | 10-K · Feb 24, 2026 | PCAOB-tagged auditor in 10-K filed 2026-02-24 (accession 0001193125-26-066956) was 'PricewaterhouseCoopers LLP' (PCAOB Firm ID: 238). Prior 10-K/A filed 2025-03-06 (accession 0000950170-25-034878) was 'Ernst & Young LLP' (PCAOB Firm ID: 42)… | view ↗ |
Related on DAWN
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.