DAVE Risk Flags
Consolidated view of every risk_flag row DAVEhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | medium | 10-K · Mar 13, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-13 (accession 0000950170-23-007591) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2022-03-25 (accession 0001193125-22-085334) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Delisting | medium | 25 · Jan 5, 2022 | Form 25 filed 2022-01-05 (accession 0001193125-22-002744) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 12, 2022 | Form NT 10-Q filed 2022-08-12 (accession 0001193125-22-218766) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001193125-22-226519), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001193125-21-163895) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-25 (accession 0001193125-21-171197), 10 days after the 2021-05-15 filing … | view ↗ |
Related on DAVE
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.