DAC Risk Flags
Consolidated view of every risk_flag row DAChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Dec 21, 2018 | Form 25-NSE filed 2018-12-21 (accession 0000876661-18-001360) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 20-F · Jul 1, 2009 | Form NT 20-F filed 2009-07-01 (accession 0001104659-09-041256) notified the SEC of delayed 20-F filing for period ending 2008-12-31. Substantive filing landed 2009-07-13 (accession 0001047469-09-006734), 74 days after the 2009-04-30 filing … | view ↗ |
| Auditor Change | low | 20-F · Mar 9, 2023 | PCAOB-tagged auditor in 20-F filed 2023-03-09 (accession 0001104659-23-030602) was 'Deloitte Certified Public Accountants S.A.' (PCAOB Firm ID: 1163). Prior 20-F filed 2022-03-03 (accession 0001104659-22-030016) was 'PricewaterhouseCoopers … | view ↗ |
Related on DAC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.