CXXIF Risk Flags
Consolidated view of every risk_flag row CXXIFhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 20-F/A · Mar 7, 2025 | PCAOB-tagged auditor in 20-F/A filed 2025-03-07 (accession 0001062993-25-004812) was 'DAVIDSON & COMPANY LLP' (PCAOB Firm ID: 731). Prior 20-F/A filed 2023-07-28 (accession 0001062993-23-015395) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | medium | NT 20-F · Jun 4, 2024 | Form NT 20-F filed 2024-06-04 (accession 0001062993-24-011683) notified the SEC of delayed 20-F filing for period ending 2024-01-31. Substantive filing landed 2024-07-25 (accession 0001062993-24-014058), 56 days after the 2024-05-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jun 2, 2023 | Form NT 20-F filed 2023-06-02 (accession 0001062993-23-012637) notified the SEC of delayed 20-F filing for period ending 2023-01-31. Substantive filing landed 2023-07-21 (accession 0001062993-23-015141), 51 days after the 2023-05-31 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jun 1, 2022 | Form NT 20-F filed 2022-06-01 (accession 0001062993-22-013894) notified the SEC of delayed 20-F filing for period ending 2022-01-31. Substantive filing landed 2022-08-15 (accession 0001062993-22-018015), 76 days after the 2022-05-31 filing … | view ↗ |
| Auditor Change | low | 20-F/A · Jul 28, 2023 | PCAOB-tagged auditor in 20-F/A filed 2023-07-28 (accession 0001062993-23-015395) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 20-F/A filed 2022-08-16 (accession 0001062993-22-018061) was 'Baker Tilly US, LLP' (PCAOB Firm ID: 23). | view ↗ |
Related on CXXIF
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.