CXAI Risk Flags
Consolidated view of every risk_flag row CXAIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001829126-24-003410) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-31 (accession 0001829126-24-003901), 16 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001829126-24-002046) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-24 (accession 0001829126-24-003713), 55 days after the 2024-03-30 filing … | view ↗ |
| Delisting | medium | 25-NSE · Mar 15, 2023 | Form 25-NSE filed 2023-03-15 (accession 0001354457-23-000175) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001104659-21-068307) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-13 (accession 0001104659-21-091688), 59 days after the 2021-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001829126-25-003717) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001829126-25-003841), 5 days after the 2025-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 7, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-07 (accession 0001829126-25-002438) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). Prior 10-K filed 2024-05-24 (accession 0001829126-24-003713) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001829126-25-002225) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-07 (accession 0001829126-25-002438), 7 days after the 2025-03-31 filing d… | view ↗ |
| Auditor Change | low | 10-K · May 24, 2024 | PCAOB-tagged auditor in 10-K filed 2024-05-24 (accession 0001829126-24-003713) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K/A filed 2023-04-21 (accession 0001410578-23-000755) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001829126-23-003489) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-19 (accession 0001829126-23-003598), 4 days after the 2023-05-15 filing d… | view ↗ |
Related on CXAI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.