CWBC Risk Flags
Consolidated view of every risk_flag row CWBChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Oct 2, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-10-02 (accession 0001628280-24-041802) was 'Moss Adams LLP' (PCAOB Firm ID: 659). Prior 10-K filed 2023-03-09 (accession 0001127371-23-000043) was 'Crowe LLP' (PCAOB Firm ID: 173). | view ↗ |
| Late Filing | low | NT 10-K · Mar 15, 2017 | Form NT 10-K filed 2017-03-15 (accession 0001127371-17-000048) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-03-29 (accession 0001127371-17-000051), 2 days before the 2017-03-31 filing … | view ↗ |
Related on CWBC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.