CVU Risk Flags
Consolidated view of every risk_flag row CVUhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001387131-22-006218) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-09-06 (accession 0001387131-22-009506), 114 days after the 2022-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001387131-22-004488) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-08-19 (accession 0001387131-22-008926), 141 days after the 2022-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001387131-21-008667) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-12-27 (accession 0001387131-21-012246), 135 days after the 2021-08-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001387131-21-005756) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-12-27 (accession 0001387131-21-012246), 226 days after the 2021-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Jun 26, 2020 | Form NT 10-Q filed 2020-06-26 (accession 0001387131-20-005988) notified the SEC of delayed 10-Q filing for period ending 2020-03-31. Substantive filing landed 2020-08-25 (accession 0001387131-20-007871), 102 days after the 2020-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 16, 2020 | Form NT 10-K filed 2020-03-16 (accession 0001387131-20-002891) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-08-25 (accession 0001387131-20-007877), 148 days after the 2020-03-30 filing… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001387131-22-008794) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-09-06 (accession 0001387131-22-009506), 23 days after the 2022-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001387131-21-011143) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-12-27 (accession 0001387131-21-012246), 43 days after the 2021-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 17, 2020 | Form NT 10-Q filed 2020-11-17 (accession 0001387131-20-010068) notified the SEC of delayed 10-Q filing for period ending 2020-09-30. Substantive filing landed 2020-12-31 (accession 0001387131-20-012222), 47 days after the 2020-11-14 filing … | view ↗ |
| Auditor Change | low | 10-K/A · Apr 7, 2026 | PCAOB-tagged auditor in 10-K/A filed 2026-04-07 (accession 0001999371-26-007731) was 'CBIZ CPAs P.C' (PCAOB Firm ID: 199). Prior 10-K filed 2025-03-31 (accession 0001999371-25-003528) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001999371-25-011377) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001999371-25-011679), 5 days after the 2025-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-31 (accession 0001999371-25-003528) was 'Marcum LLP' (PCAOB Firm ID: 688). Prior 10-K filed 2024-04-08 (accession 0001999371-24-004537) was 'RSM US LLP' (PCAOB Firm ID: 49). | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001999371-24-004310) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-08 (accession 0001999371-24-004537), 9 days after the 2024-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001387131-23-009785) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001387131-23-010026), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001387131-23-004313) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-14 (accession 0001387131-23-004743), 14 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001387131-22-011417) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001387131-22-011565), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001387131-21-004071) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001387131-21-004535), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 18, 2019 | Form NT 10-K filed 2019-03-18 (accession 0001387131-19-002009) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-01 (accession 0001387131-19-002402), 1 days after the 2019-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 16, 2016 | Form NT 10-K filed 2016-03-16 (accession 0001437749-16-027735) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-03-28 (accession 0001437749-16-028440), 2 days before the 2016-03-30 filing … | view ↗ |
Related on CVU
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.