CTOS Risk Flags
Consolidated view of every risk_flag row CTOShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Apr 2, 2024 | Form 25-NSE filed 2024-04-02 (accession 0000876661-24-000249) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Aug 1, 2019 | Form 25-NSE filed 2019-08-01 (accession 0000876661-19-000802) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 7, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-07 (accession 0001709682-24-000010) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). Prior 10-K filed 2023-03-14 (accession 0001709682-23-000008) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). | view ↗ |
Related on CTOS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.