CTOR Risk Flags
Consolidated view of every risk_flag row CTORhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · Dec 27, 2024 | PCAOB-tagged auditor in 10-K filed 2024-12-27 (accession 0001213900-24-113150) was 'Wolf & Company, P.C.' (PCAOB Firm ID: 392). Prior 10-K filed 2024-04-16 (accession 0001493152-24-014850) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Aug 13, 2024 | Form 25-NSE filed 2024-08-13 (accession 0001354457-24-000565) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001493152-24-012662) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-16 (accession 0001493152-24-014850), 17 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-010326) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001493152-23-012545), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001493152-24-019894) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001493152-24-020783), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001493152-23-041244) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001493152-23-042170), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028718) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-16 (accession 0001493152-23-029131), 2 days after the 2023-08-14 filing d… | view ↗ |
Related on CTOR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.