CTLP Risk Flags
Consolidated view of every risk_flag row CTLPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 13, 2019 | Form NT 10-Q filed 2019-05-13 (accession 0001140361-19-009009) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-10-09 (accession 0001628280-19-012235), 147 days after the 2019-05-15 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Feb 11, 2019 | Form NT 10-Q filed 2019-02-11 (accession 0001140361-19-002878) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-10-09 (accession 0001628280-19-012235), 237 days after the 2019-02-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2018 | Form NT 10-Q filed 2018-11-13 (accession 0001140361-18-042987) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2019-10-09 (accession 0001628280-19-012235), 329 days after the 2018-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Sep 13, 2018 | Form NT 10-K filed 2018-09-13 (accession 0001140361-18-038408) notified the SEC of delayed 10-K filing for period ending 2018-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Delisting | medium | 25-NSE · May 8, 2026 | Form 25-NSE filed 2026-05-08 (accession 0001354457-26-000420) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | medium | 10-K · Sep 10, 2024 | PCAOB-tagged auditor in 10-K filed 2024-09-10 (accession 0001628280-24-040037) was 'Deloitte & Touche LLP' (PCAOB Firm ID: 34). Prior 10-K filed 2023-09-25 (accession 0001628280-23-032959) was 'BDO USA, P.C.' (PCAOB Firm ID: 243). | view ↗ |
| Late Filing | medium | NT 10-K · Sep 14, 2022 | Form NT 10-K filed 2022-09-14 (accession 0001628280-22-024870) notified the SEC of delayed 10-K filing for period ending 2022-06-30. Substantive filing landed 2022-10-19 (accession 0001628280-22-026591), 21 days after the 2022-09-28 filing … | view ↗ |
| Delisting | medium | 25-NSE · Feb 5, 2020 | Form 25-NSE filed 2020-02-05 (accession 0001354457-20-000058) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Dec 31, 2013 | Form 25-NSE filed 2013-12-31 (accession 0001354457-13-000239) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | low | NT 10-K · Sep 13, 2023 | Form NT 10-K filed 2023-09-13 (accession 0001628280-23-032210) notified the SEC of delayed 10-K filing for period ending 2023-06-30. Substantive filing landed 2023-09-25 (accession 0001628280-23-032959), 3 days before the 2023-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Feb 11, 2020 | Form NT 10-Q filed 2020-02-11 (accession 0001140361-20-002826) notified the SEC of delayed 10-Q filing for period ending 2019-12-31. Substantive filing landed 2020-02-18 (accession 0001628280-20-001686), 4 days after the 2020-02-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Sep 16, 2019 | Form NT 10-K filed 2019-09-16 (accession 0001140361-19-016731) notified the SEC of delayed 10-K filing for period ending 2019-06-30. Substantive filing landed 2019-10-09 (accession 0001628280-19-012238), 11 days after the 2019-09-28 filing … | view ↗ |
| Late Filing | low | NT 10-K · Sep 29, 2015 | Form NT 10-K filed 2015-09-29 (accession 0001140361-15-036164) notified the SEC of delayed 10-K filing for period ending 2015-06-30. Substantive filing landed 2015-09-30 (accession 0001571049-15-008057), 2 days after the 2015-09-28 filing d… | view ↗ |
Related on CTLP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.