CREG Risk Flags
Consolidated view of every risk_flag row CREGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001213900-22-016414) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-09-13 (accession 0001213900-22-055680), 166 days after the 2022-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 28, 2008 | Form NT 10-K filed 2008-03-28 (accession 0001010549-08-000224) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2009-03-23 (accession 0001144204-09-015578), 358 days after the 2008-03-30 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 13, 2007 | Form NT 10-Q filed 2007-11-13 (accession 0001010549-07-000931) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-15 (accession 0001144204-08-029310), 183 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 27, 2007 | Form NT 10-K filed 2007-03-27 (accession 0001010549-07-000259) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2006 | Form NT 10-Q filed 2006-11-14 (accession 0001010549-06-000749) notified the SEC of delayed 10-Q filing for period ending 2006-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2006 | Form NT 10-Q filed 2006-08-14 (accession 0001010549-06-000552) notified the SEC of delayed 10-Q filing for period ending 2006-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2006 | Form NT 10-Q filed 2006-05-16 (accession 0001010549-06-000305) notified the SEC of delayed 10-Q filing for period ending 2006-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2006 | Form NT 10-K filed 2006-03-30 (accession 0001010549-06-000161) notified the SEC of delayed 10-K filing for period ending 2005-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2005 | Form NT 10-Q filed 2005-11-15 (accession 0001010549-05-000840) notified the SEC of delayed 10-Q filing for period ending 2005-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2005 | Form NT 10-Q filed 2005-05-16 (accession 0001010549-05-000340) notified the SEC of delayed 10-Q filing for period ending 2005-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2005 | Form NT 10-K filed 2005-03-31 (accession 0001010549-05-000203) notified the SEC of delayed 10-K filing for period ending 2004-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2004 | Form NT 10-Q filed 2004-11-15 (accession 0001010549-04-000736) notified the SEC of delayed 10-Q filing for period ending 2004-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Aug 17, 2004 | Form NT 10-Q filed 2004-08-17 (accession 0001010549-04-000530) notified the SEC of delayed 10-Q filing for period ending 2004-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001213900-23-039852) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-06-21 (accession 0001213900-23-050458), 37 days after the 2023-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001213900-23-025414) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-05-08 (accession 0001213900-23-037363), 38 days after the 2023-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 11, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-11 (accession 0001213900-24-031988) was 'Enrome LLP' (PCAOB Firm ID: 6907). Prior 10-K filed 2023-05-08 (accession 0001213900-23-037363) was 'Kreit & Chiu, CPA LLP' (PCAOB Firm ID: 6651). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001213900-24-028391) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-11 (accession 0001213900-24-031988), 12 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001213900-21-019061) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001213900-21-021778), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2019 | Form NT 10-Q filed 2019-11-14 (accession 0001213900-19-023533) notified the SEC of delayed 10-Q filing for period ending 2019-09-30. Substantive filing landed 2019-11-15 (accession 0001213900-19-023750), 1 days after the 2019-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2019 | Form NT 10-Q filed 2019-08-15 (accession 0001213900-19-016058) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-16 (accession 0001213900-19-016172), 2 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001213900-19-008837) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001213900-19-009208), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 29, 2019 | Form NT 10-K filed 2019-03-29 (accession 0001213900-19-005243) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-08 (accession 0001213900-19-005898), 8 days after the 2019-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001213900-18-003798) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-13 (accession 0001213900-18-004458), 13 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2009 | Form NT 10-Q filed 2009-08-14 (accession 0001144204-09-043161) notified the SEC of delayed 10-Q filing for period ending 2009-06-30. Substantive filing landed 2009-08-19 (accession 0001144204-09-044764), 5 days after the 2009-08-14 filing d… | view ↗ |
Related on CREG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.