CPMV Risk Flags
Consolidated view of every risk_flag row CPMVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Aug 29, 2006 | Form NT 10-K filed 2006-08-29 (accession 0001144204-06-036188) notified the SEC of delayed 10-K filing for period ending 2006-05-31. Substantive filing landed 2007-08-14 (accession 0001019687-07-002542), 350 days after the 2006-08-29 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Apr 12, 2006 | Form NT 10-Q filed 2006-04-12 (accession 0001144204-06-014873) notified the SEC of delayed 10-Q filing for period ending 2006-02-28. Substantive filing landed 2006-10-23 (accession 0001144204-06-043274), 192 days after the 2006-04-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jan 17, 2006 | Form NT 10-Q filed 2006-01-17 (accession 0001144204-06-001616) notified the SEC of delayed 10-Q filing for period ending 2005-11-30. Substantive filing landed 2006-10-23 (accession 0001144204-06-043274), 282 days after the 2006-01-14 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · Oct 17, 2005 | Form NT 10-Q filed 2005-10-17 (accession 0001144204-05-031794) notified the SEC of delayed 10-Q filing for period ending 2005-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-K · Aug 26, 2005 | Form NT 10-K filed 2005-08-26 (accession 0001144204-05-027195) notified the SEC of delayed 10-K filing for period ending 2005-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Apr 15, 2005 | Form NT 10-Q filed 2005-04-15 (accession 0001144204-05-011529) notified the SEC of delayed 10-Q filing for period ending 2005-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Oct 15, 2004 | Form NT 10-Q filed 2004-10-15 (accession 0001144204-04-016343) notified the SEC of delayed 10-Q filing for period ending 2004-08-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · Jan 15, 2004 | Form NT 10-Q filed 2004-01-15 (accession 0001144204-04-000357) notified the SEC of delayed 10-Q filing for period ending 2003-11-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Aug 30, 1999 | Form NT 10-K filed 1999-08-30 (accession 0000936392-99-001061) notified the SEC of delayed 10-K filing for period ending 1999-05-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · Apr 15, 1999 | Form NT 10-Q filed 1999-04-15 (accession 0000936392-99-000430) notified the SEC of delayed 10-Q filing for period ending 1999-02-28. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2026 | Form NT 10-K filed 2026-03-31 (accession 0001683168-26-002497) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001683168-26-002977), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 12, 2025 | Form NT 10-Q filed 2025-11-12 (accession 0001683168-25-008256) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001683168-25-008543), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 12, 2025 | Form NT 10-Q filed 2025-08-12 (accession 0001683168-25-005982) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-19 (accession 0001683168-25-006318), 5 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001683168-25-003643) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001683168-25-003880), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2025 | Form NT 10-K filed 2025-03-28 (accession 0001683168-25-001988) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001683168-25-002584), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 28, 2024 | Form NT 10-K filed 2024-03-28 (accession 0001683168-24-001814) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001683168-24-002402), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 16, 2007 | Form NT 10-Q filed 2007-04-16 (accession 0001019687-07-001088) notified the SEC of delayed 10-Q filing for period ending 2007-02-28. Substantive filing landed 2007-04-20 (accession 0001019687-07-001150), 6 days after the 2007-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 16, 2006 | Form NT 10-Q filed 2006-10-16 (accession 0001144204-06-042299) notified the SEC of delayed 10-Q filing for period ending 2006-08-31. Substantive filing landed 2006-10-23 (accession 0001144204-06-043274), 8 days after the 2006-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 14, 2003 | Form NT 10-Q filed 2003-04-14 (accession 0001144204-03-001678) notified the SEC of delayed 10-Q filing for period ending 2003-02-28. Substantive filing landed 2003-04-21 (accession 0001144204-03-001899), 7 days after the 2003-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 15, 2003 | Form NT 10-Q filed 2003-01-15 (accession 0000936392-03-000025) notified the SEC of delayed 10-Q filing for period ending 2002-11-30. Substantive filing landed 2003-01-22 (accession 0000936392-03-000044), 8 days after the 2003-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Oct 15, 2002 | Form NT 10-Q filed 2002-10-15 (accession 0000936392-02-001244) notified the SEC of delayed 10-Q filing for period ending 2002-08-31. Substantive filing landed 2002-10-18 (accession 0000936392-02-001263), 3 days after the 2002-10-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 15, 2002 | Form NT 10-Q filed 2002-04-15 (accession 0000936392-02-000429) notified the SEC of delayed 10-Q filing for period ending 2002-02-28. Substantive filing landed 2002-04-22 (accession 0000936392-02-000454), 8 days after the 2002-04-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 15, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-15 (accession 0001683168-26-002977) was 'Rose, Snyder & Jacobs LLP' (PCAOB Firm ID: 468). Prior 10-K filed 2025-04-15 (accession 0001683168-25-002584) was 'KMJ Corbin & Company LLP' (PCAOB Firm ID:… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2024 | Form NT 10-Q filed 2024-11-13 (accession 0001683168-24-007963) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001683168-24-008258), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 10, 2011 | Form NT 10-Q filed 2011-01-10 (accession 0001019687-11-000089) notified the SEC of delayed 10-Q filing for period ending 2010-11-30. Substantive filing landed 2011-01-14 (accession 0001019687-11-000179), 0 days after the 2011-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 15, 2002 | Form NT 10-Q filed 2002-01-15 (accession 0000936392-02-000031) notified the SEC of delayed 10-Q filing for period ending 2001-11-30. Substantive filing landed 2002-01-22 (accession 0000936392-02-000043), 8 days after the 2002-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Oct 15, 2001 | Form NT 10-Q filed 2001-10-15 (accession 0001095811-01-505596) notified the SEC of delayed 10-Q filing for period ending 2001-08-31. Substantive filing landed 2001-10-22 (accession 0001095811-01-505750), 7 days after the 2001-10-15 filing d… | view ↗ |
Related on CPMV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.