CPMD Risk Flags
Consolidated view of every risk_flag row CPMDhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 30, 2023 | Form NT 10-K filed 2023-03-30 (accession 0001683168-23-001933) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-09-01 (accession 0001683168-23-006237), 154 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001065949-16-000362) notified the SEC of delayed 10-K filing for period ending 2015-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001683168-24-003466) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-25 (accession 0001683168-24-004460), 41 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 27, 2024 | Form NT 10-K filed 2024-03-27 (accession 0001683168-24-001725) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-05-16 (accession 0001683168-24-003575), 47 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-Q · May 12, 2011 | Form NT 10-Q filed 2011-05-12 (accession 0001072588-11-000092) notified the SEC of delayed 10-Q filing for period ending 2011-03-31. Substantive filing landed 2011-07-01 (accession 0001072588-11-000130), 47 days after the 2011-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 24, 2011 | Form NT 10-K filed 2011-03-24 (accession 0001072588-11-000063) notified the SEC of delayed 10-K filing for period ending 2010-12-31. Substantive filing landed 2011-06-28 (accession 0001072588-11-000113), 89 days after the 2011-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001072588-07-000401) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-14 (accession 0001072588-08-000154), 182 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2000 | Form NT 10-Q filed 2000-11-15 (accession 0000895755-00-000146) notified the SEC of delayed 10-Q filing for period ending 2000-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2025 | Form NT 10-Q filed 2025-05-16 (accession 0001654954-25-005804) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-16 (accession 0001654954-25-005808), 1 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001654954-25-003787) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-10 (accession 0001654954-25-004122), 10 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001683168-23-008104) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-17 (accession 0001683168-23-008281), 3 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001683168-22-007574) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001683168-22-007947), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 12, 2022 | Form NT 10-Q filed 2022-08-12 (accession 0001683168-22-005618) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001683168-22-005995), 8 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2022 | Form NT 10-Q filed 2022-05-16 (accession 0001683168-22-003598) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-23 (accession 0001683168-22-003891), 8 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001683168-22-002220) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001683168-22-002703), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001683168-21-001176) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-14 (accession 0001683168-21-001389), 14 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2020 | Form NT 10-Q filed 2020-08-14 (accession 0001683168-20-002702) notified the SEC of delayed 10-Q filing for period ending 2020-06-30. Substantive filing landed 2020-08-19 (accession 0001683168-20-002818), 5 days after the 2020-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001683168-20-001537) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-27 (accession 0001683168-20-001748), 58 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001072588-14-000114) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001065949-14-000293), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0001072588-14-000081) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-09-09 (accession 0001072588-14-000093), 26 days after the 2014-08-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 10, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-10 (accession 0001654954-25-004122) was 'BARZILY AND CO., CPA’s' (PCAOB Firm ID: 2015). Prior 10-K filed 2024-05-16 (accession 0001683168-24-003575) was 'GreenGrowth CPAs' (PCAOB Firm ID: 6580). | view ↗ |
| Auditor Change | low | 10-K · May 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-05-16 (accession 0001683168-24-003575) was 'GreenGrowth CPAs' (PCAOB Firm ID: 6580). Prior 10-K filed 2023-09-01 (accession 0001683168-23-006237) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001683168-19-000914) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-03 (accession 0001683168-19-000940), 3 days after the 2019-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001072588-14-000045) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-19 (accession 0001072588-14-000048), 4 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2010 | Form NT 10-Q filed 2010-11-15 (accession 0001072588-10-000333) notified the SEC of delayed 10-Q filing for period ending 2010-09-30. Substantive filing landed 2010-11-17 (accession 0001072588-10-000351), 3 days after the 2010-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 19, 2010 | Form NT 10-K filed 2010-03-19 (accession 0001072588-10-000072) notified the SEC of delayed 10-K filing for period ending 2009-12-31. Substantive filing landed 2010-04-15 (accession 0001072588-10-000109), 15 days after the 2010-03-31 filing … | view ↗ |
| Delisting | low | 15-12G · Mar 5, 2001 | Form 15-12G filed 2001-03-05 (accession 0000895755-01-500028) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
Related on CPMD
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.