CPER Risk Flags
Consolidated view of every risk_flag row CPERhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | high | 15-15D · Jan 21, 2016 | Form 15-15D (deregistration) filed 2016-01-21 (accession 0001171200-16-000088). Paired with Form 25-NSE (delisting notice) filed 2015-03-31 (accession 0001143362-15-000085) within the 12-month going-dark window. | view ↗ |
| Delisting | high | 25-NSE · Mar 31, 2015 | Form 25-NSE (delisting notice) filed 2015-03-31 (accession 0001143362-15-000085). Paired with Form 15-15D (deregistration) filed 2016-01-21 (accession 0001171200-16-000088) within the 12-month going-dark window. | view ↗ |
| Delisting | medium | 25-NSE · Sep 12, 2018 | Form 25-NSE filed 2018-09-12 (accession 0001143362-18-000420) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Feb 28, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-28 (accession 0001410578-25-000235) was 'COHEN & COMPANY, LTD' (PCAOB Firm ID: 925). Prior 10-K filed 2024-02-29 (accession 0001410578-24-000104) was 'Spicer Jeffries LLP' (PCAOB Firm ID: 349). | view ↗ |
Related on CPER
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.