COSM Risk Flags
Consolidated view of every risk_flag row COSMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001477932-24-003066) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-08-19 (accession 0001477932-24-005114), 96 days after the 2024-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2024 | Form NT 10-K filed 2024-04-02 (accession 0001477932-24-001783) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-08-05 (accession 0001477932-24-004545), 128 days after the 2024-03-30 filing… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001477932-19-001314) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-16 (accession 0001477932-19-001806), 16 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001477932-18-001584) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-04-17 (accession 0001477932-18-001899), 17 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2017 | Form NT 10-K filed 2017-03-30 (accession 0001477932-17-001407) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-17 (accession 0001477932-17-001760), 17 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001477932-16-009401) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-20 (accession 0001477932-16-009868), 21 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 13, 2013 | Form NT 10-Q filed 2013-11-13 (accession 0001477932-13-005332) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-12-09 (accession 0001477932-13-005965), 25 days after the 2013-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Oct 25, 2010 | Form NT 10-K filed 2010-10-25 (accession 0001144204-10-055283) notified the SEC of delayed 10-K filing for period ending 2010-07-31. Substantive filing landed 2010-11-15 (accession 0001144204-10-060643), 17 days after the 2010-10-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001477932-26-001897) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001477932-26-002278), 15 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2025 | Form NT 10-Q filed 2025-08-15 (accession 0001477932-25-005955) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-18 (accession 0001477932-25-005997), 4 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001477932-25-002240) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001477932-25-002759), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001477932-24-004894) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001477932-24-005114), 5 days after the 2024-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Aug 5, 2024 | PCAOB-tagged auditor in 10-K filed 2024-08-05 (accession 0001477932-24-004545) was 'RBSM LLP' (PCAOB Firm ID: 587). Prior 10-K filed 2023-04-12 (accession 0001477932-23-002443) was 'ArmaninoLLP' (PCAOB Firm ID: 32). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001477932-23-008438) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001477932-23-008689), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001477932-23-006135) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-15 (accession 0001477932-23-006142), 1 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001477932-23-003615) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-16 (accession 0001477932-23-003655), 1 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001477932-23-002108) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-12 (accession 0001477932-23-002443), 12 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2022 | Form NT 10-Q filed 2022-08-16 (accession 0001477932-22-006157) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001477932-22-006313), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2022 | Form NT 10-Q filed 2022-05-17 (accession 0001477932-22-003559) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-05-17 (accession 0001477932-22-003590), 2 days after the 2022-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001477932-22-001847) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001477932-22-002405), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2021 | Form NT 10-K filed 2021-04-01 (accession 0001477932-21-001953) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001477932-21-002377), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001477932-20-001698) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-14 (accession 0001477932-20-001964), 15 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001477932-19-004844) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001477932-19-005035), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2019 | Form NT 10-Q filed 2019-05-14 (accession 0001477932-19-002698) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001477932-19-003025), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 14, 2018 | Form NT 10-Q filed 2018-05-14 (accession 0001477932-18-002394) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001477932-18-002665), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 13, 2017 | Form NT 10-Q filed 2017-11-13 (accession 0001477932-17-005493) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2017-11-20 (accession 0001477932-17-005712), 6 days after the 2017-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 12, 2017 | Form NT 10-Q filed 2017-05-12 (accession 0001477932-17-002194) notified the SEC of delayed 10-Q filing for period ending 2017-03-31. Substantive filing landed 2017-05-22 (accession 0001477932-17-002494), 7 days after the 2017-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2016 | Form NT 10-Q filed 2016-11-14 (accession 0001477932-16-013437) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-17 (accession 0001477932-16-013623), 3 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001477932-16-011875) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-18 (accession 0001477932-16-012085), 4 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 16, 2015 | Form NT 10-Q filed 2015-11-16 (accession 0001477932-15-007130) notified the SEC of delayed 10-Q filing for period ending 2015-09-30. Substantive filing landed 2015-11-23 (accession 0001477932-15-007343), 9 days after the 2015-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2015 | Form NT 10-Q filed 2015-08-17 (accession 0001477932-15-005261) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-21 (accession 0001477932-15-005521), 7 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001477932-15-002013) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-15 (accession 0001477932-15-002471), 15 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 12, 2014 | Form NT 10-Q filed 2014-05-12 (accession 0001477932-14-002420) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-05-20 (accession 0001477932-14-002824), 5 days after the 2014-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 26, 2014 | Form NT 10-K filed 2014-03-26 (accession 0001477932-14-001248) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-04-11 (accession 0001477932-14-001658), 11 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Oct 31, 2011 | Form NT 10-K filed 2011-10-31 (accession 0001144204-11-060257) notified the SEC of delayed 10-K filing for period ending 2011-07-31. Substantive filing landed 2011-11-02 (accession 0001144204-11-060766), 4 days after the 2011-10-29 filing d… | view ↗ |
Related on COSM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.