COEP Risk Flags
Consolidated view of every risk_flag row COEPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K/A · Mar 25, 2024 | PCAOB-tagged auditor in 10-K/A filed 2024-03-25 (accession 0001683168-24-001674) was 'Turner, Stone & Company, LLP' (PCAOB Firm ID: 76). Prior 10-K filed 2022-04-08 (accession 0001213900-22-018778) was 'Marcum llp' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | medium | 25-NSE · Apr 24, 2026 | Form 25-NSE filed 2026-04-24 (accession 0001354457-26-000370) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25-NSE · Oct 28, 2022 | Form 25-NSE filed 2022-10-28 (accession 0001354457-22-000617) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001213900-21-043118) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-09-14 (accession 0001213900-21-048028), 31 days after the 2021-08-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001213900-21-026990) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-07-30 (accession 0001213900-21-039612), 76 days after the 2021-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 28, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-28 (accession 0001683168-25-001942) was 'Astra Audit and Advisory LLC' (PCAOB Firm ID: 6920). Prior 10-K/A filed 2024-08-16 (accession 0001683168-24-005797) was 'Turner, Stone & Company, LLP' (PCAO… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001683168-24-005716) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001683168-24-005796), 2 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001683168-22-007703) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-18 (accession 0001213900-22-073717), 4 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001213900-22-016725) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-08 (accession 0001213900-22-018778), 8 days after the 2022-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2021 | Form NT 10-Q filed 2021-11-15 (accession 0001213900-21-059344) notified the SEC of delayed 10-Q filing for period ending 2021-09-30. Substantive filing landed 2021-11-16 (accession 0001213900-21-060017), 2 days after the 2021-11-14 filing d… | view ↗ |
Related on COEP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.