COCH Risk Flags
Consolidated view of every risk_flag row COCHhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Sep 29, 2023 | Form 25-NSE filed 2023-09-29 (accession 0001354457-23-000714) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Apr 1, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-01 (accession 0001213900-24-028894) was 'GRANT THORNTON LLP' (PCAOB Firm ID: 248). Prior 10-K filed 2023-04-03 (accession 0001104659-23-040842) was 'WithumSmith+Brown, PC' (PCAOB Firm ID: 100). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001213900-23-086949) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-17 (accession 0001213900-23-088310), 3 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 3, 2023 | Form NT 10-K filed 2023-04-03 (accession 0001104659-23-040834) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-03 (accession 0001104659-23-040842), 3 days after the 2023-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 17, 2021 | Form NT 10-Q filed 2021-08-17 (accession 0001104659-21-107048) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-18 (accession 0001104659-21-107102), 4 days after the 2021-08-14 filing d… | view ↗ |
Related on COCH
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.