COBA Risk Flags
Consolidated view of every risk_flag row COBAhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | medium | NT 10-Q · Nov 17, 2025 | Form NT 10-Q filed 2025-11-17 (accession 0001683168-25-008483) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-17 (accession 0001683168-25-008499), 3 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2025 | Form NT 10-K filed 2025-04-01 (accession 0001683168-25-002152) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-02 (accession 0001683168-25-002195), 2 days after the 2025-03-31 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 16, 2024 | Form NT 10-Q filed 2024-05-16 (accession 0001683168-24-003547) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-06-14 (accession 0001683168-24-004236), 30 days after the 2024-05-15 filing … | view ↗ |
| Auditor Change | low | 10-K · Apr 2, 2025 | PCAOB-tagged auditor in 10-K filed 2025-04-02 (accession 0001683168-25-002195) was 'Fruci & Associates II, PLLC' (PCAOB Firm ID: 5525). Prior 10-K filed 2024-04-01 (accession 0001683168-24-001989) was 'BF Borgers CPA PC' (PCAOB Firm ID: 504… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2024 | Form NT 10-Q filed 2024-08-15 (accession 0001683168-24-005761) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001683168-24-005884), 5 days after the 2024-08-14 filing d… | view ↗ |
Related on COBA
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.