CNTM Risk Flags
Consolidated view of every risk_flag row CNTMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | extreme | 25-NSE · Jul 22, 2025 | Form 25-NSE filed 2025-07-22 (accession 0001354457-25-000727) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001104659-25-049461) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-08-25 (accession 0001558370-25-011742), 102 days after the 2025-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001104659-25-029856) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-08-04 (accession 0001558370-25-010044), 126 days after the 2025-03-31 filing… | view ↗ |
| Late Filing | high | NT 10-K · Mar 30, 2026 | Form NT 10-K filed 2026-03-30 (accession 0001104659-26-036803) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-16 (accession 0001104659-26-044467), 16 days after the 2026-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Nov 15, 2024 | Form NT 10-Q filed 2024-11-15 (accession 0001104659-24-119699) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-12-16 (accession 0001410578-24-002096), 32 days after the 2024-11-14 filing … | view ↗ |
| Auditor Change | high | 10-K · Mar 13, 2024 | PCAOB-tagged auditor in 10-K filed 2024-03-13 (accession 0001410578-24-000186) was 'Adeptus Partners, LLC' (PCAOB Firm ID: 3686). Prior 10-K filed 2023-04-20 (accession 0001104659-23-047768) was 'Marcum LLP' (PCAOB Firm ID: 688). | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001104659-23-040210) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-20 (accession 0001104659-23-047768), 20 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001104659-25-112718) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-17 (accession 0001104659-25-112914), 3 days after the 2025-11-14 filing d… | view ↗ |
| Delisting | medium | 25 · Jul 15, 2024 | Form 25 filed 2024-07-15 (accession 0001104659-24-079690) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Delisting | medium | 25-NSE · Jul 12, 2024 | Form 25-NSE filed 2024-07-12 (accession 0001354457-24-000485) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001104659-23-118074) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-24 (accession 0001410578-23-002584), 10 days after the 2023-11-14 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 11, 2023 | Form NT 10-Q filed 2023-08-11 (accession 0001104659-23-090051) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-23 (accession 0001410578-23-002056), 9 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001104659-23-060195) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-23 (accession 0001104659-23-063267), 8 days after the 2023-05-15 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 16, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-16 (accession 0001104659-26-044467) was 'KNAV CPA LLP' (PCAOB Firm ID: 2983). Prior 10-K filed 2025-08-04 (accession 0001558370-25-010044) was 'Adeptus Partners, LLC' (PCAOB Firm ID: 3686). | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001104659-22-117827) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-21 (accession 0001104659-22-120744), 7 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001104659-22-091258) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-22 (accession 0001104659-22-093400), 8 days after the 2022-08-14 filing d… | view ↗ |
Related on CNTM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.