CNET Risk Flags
Consolidated view of every risk_flag row CNEThas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 14, 2007 | Form NT 10-Q filed 2007-11-14 (accession 0001121781-07-000359) notified the SEC of delayed 10-Q filing for period ending 2007-09-30. Substantive filing landed 2008-05-19 (accession 0001121781-08-000251), 187 days after the 2007-11-14 filing… | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2007 | Form NT 10-Q filed 2007-05-15 (accession 0001121781-07-000146) notified the SEC of delayed 10-Q filing for period ending 2007-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 2, 2007 | Form NT 10-K filed 2007-04-02 (accession 0001121781-07-000083) notified the SEC of delayed 10-K filing for period ending 2006-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Mar 29, 2024 | Form NT 10-K filed 2024-03-29 (accession 0001171843-24-001719) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-06-28 (accession 0001171843-24-003699), 90 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001171843-23-002036) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001171843-23-002333), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · May 14, 2020 | Form NT 10-K filed 2020-05-14 (accession 0001171843-20-003724) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-05-27 (accession 0001171843-20-004001), 58 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2014 | Form NT 10-Q filed 2014-05-15 (accession 0001171843-14-002395) notified the SEC of delayed 10-Q filing for period ending 2014-03-31. Substantive filing landed 2014-07-17 (accession 0001171843-14-003309), 63 days after the 2014-05-15 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 31, 2014 | Form NT 10-K filed 2014-03-31 (accession 0001171843-14-001503) notified the SEC of delayed 10-K filing for period ending 2013-12-31. Substantive filing landed 2014-06-16 (accession 0001171843-14-002841), 77 days after the 2014-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Mar 30, 2012 | Form NT 10-K filed 2012-03-30 (accession 0001171843-12-001106) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-16 (accession 0001171843-12-001253), 17 days after the 2012-03-30 filing … | view ↗ |
| Delisting | medium | 25 · Sep 13, 2010 | Form 25 filed 2010-09-13 (accession 0001144204-10-049043) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001171843-25-003242) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-05-20 (accession 0001171843-25-003343), 5 days after the 2025-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001171843-25-001865) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-04-15 (accession 0001171843-25-002214), 15 days after the 2025-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001171843-24-006375) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001171843-24-006453), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001171843-24-004788) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-16 (accession 0001171843-24-004837), 2 days after the 2024-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Jun 28, 2024 | PCAOB-tagged auditor in 10-K filed 2024-06-28 (accession 0001171843-24-003699) was 'ARK Pro CPA & Co' (PCAOB Firm ID: 3299). Prior 10-K filed 2023-04-17 (accession 0001171843-23-002333) was 'Centurion ZD CPA & Co.' (PCAOB Firm ID: 2769). | view ↗ |
| Late Filing | low | NT 10-Q/A · Nov 15, 2023 | Form NT 10-Q/A filed 2023-11-15 (accession 0001171843-23-007129) notified the SEC of delayed 10-Q/A filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001171843-23-007191), 6 days after the 2023-11-14 fili… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2023 | Form NT 10-Q filed 2023-11-14 (accession 0001171843-23-007100) notified the SEC of delayed 10-Q filing for period ending 2023-09-30. Substantive filing landed 2023-11-20 (accession 0001171843-23-007191), 6 days after the 2023-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2023 | Form NT 10-Q filed 2023-08-14 (accession 0001171843-23-005297) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-21 (accession 0001171843-23-005384), 7 days after the 2023-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001171843-23-003308) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-22 (accession 0001171843-23-003478), 7 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001171843-22-007459) notified the SEC of delayed 10-Q filing for period ending 2022-11-14. Substantive filing landed 2022-11-18 (accession 0001171843-22-007589), 41 days before the 2022-12-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2022 | Form NT 10-Q filed 2022-08-15 (accession 0001171843-22-005661) notified the SEC of delayed 10-Q filing for period ending 2022-06-30. Substantive filing landed 2022-08-19 (accession 0001171843-22-005764), 5 days after the 2022-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001171843-22-002228) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001171843-22-002601), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 17, 2021 | Form NT 10-Q filed 2021-05-17 (accession 0001171843-21-003580) notified the SEC of delayed 10-Q filing for period ending 2021-03-31. Substantive filing landed 2021-05-19 (accession 0001171843-21-003640), 4 days after the 2021-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001171843-21-002201) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-13 (accession 0001171843-21-002452), 13 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2019 | Form NT 10-Q filed 2019-08-14 (accession 0001171843-19-005496) notified the SEC of delayed 10-Q filing for period ending 2019-06-30. Substantive filing landed 2019-08-19 (accession 0001171843-19-005548), 5 days after the 2019-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001171843-19-003382) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001171843-19-003512), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2019 | Form NT 10-K filed 2019-04-01 (accession 0001171843-19-002132) notified the SEC of delayed 10-K filing for period ending 2018-12-31. Substantive filing landed 2019-04-15 (accession 0001171843-19-002416), 15 days after the 2019-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001171843-18-007953) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-19 (accession 0001171843-18-008032), 5 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001171843-18-006074) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-17 (accession 0001171843-18-006165), 3 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2018 | Form NT 10-Q filed 2018-05-15 (accession 0001171843-18-003959) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001171843-18-004112), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001171843-18-002452) notified the SEC of delayed 10-K filing for period ending 2018-04-02. Substantive filing landed 2018-04-16 (accession 0001171843-18-002741), 76 days before the 2018-07-01 filing… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001171843-16-008917) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001171843-16-009166), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2015 | Form NT 10-K filed 2015-04-01 (accession 0001171843-15-001762) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-15 (accession 0001171843-15-001980), 15 days after the 2015-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2014 | Form NT 10-Q filed 2014-11-14 (accession 0001171843-14-005567) notified the SEC of delayed 10-Q filing for period ending 2014-09-30. Substantive filing landed 2014-11-19 (accession 0001171843-14-005614), 5 days after the 2014-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2014 | Form NT 10-Q filed 2014-08-14 (accession 0001171843-14-003973) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001171843-14-004014), 5 days after the 2014-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2013 | Form NT 10-Q filed 2013-11-14 (accession 0001171843-13-004660) notified the SEC of delayed 10-Q filing for period ending 2013-09-30. Substantive filing landed 2013-11-19 (accession 0001171843-13-004721), 5 days after the 2013-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2013 | Form NT 10-Q filed 2013-05-15 (accession 0001171843-13-002057) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001171843-13-002144), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001171843-13-001209) notified the SEC of delayed 10-K filing for period ending 2013-04-01. Substantive filing landed 2013-04-15 (accession 0001171843-13-001354), 76 days before the 2013-06-30 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2012 | Form NT 10-Q filed 2012-11-14 (accession 0001171843-12-004161) notified the SEC of delayed 10-Q filing for period ending 2012-09-30. Substantive filing landed 2012-11-19 (accession 0001171843-12-004211), 5 days after the 2012-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001144204-12-045910) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001171843-12-003162), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2012 | Form NT 10-Q filed 2012-05-15 (accession 0001144204-12-029550) notified the SEC of delayed 10-Q filing for period ending 2012-03-31. Substantive filing landed 2012-05-21 (accession 0001171843-12-001941), 6 days after the 2012-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001144204-11-064394) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-18 (accession 0001171843-11-003552), 4 days after the 2011-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2008 | Form NT 10-Q filed 2008-05-15 (accession 0001121781-08-000239) notified the SEC of delayed 10-Q filing for period ending 2008-03-31. Substantive filing landed 2008-05-19 (accession 0001121781-08-000251), 4 days after the 2008-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2008 | Form NT 10-K filed 2008-03-31 (accession 0001121781-08-000144) notified the SEC of delayed 10-K filing for period ending 2007-12-31. Substantive filing landed 2008-04-11 (accession 0001121781-08-000168), 12 days after the 2008-03-30 filing … | view ↗ |
Related on CNET
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.