CNBX Risk Flags
Consolidated view of every risk_flag row CNBXhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Nov 30, 2015 | Form NT 10-K filed 2015-11-30 (accession 0001019687-15-004358) notified the SEC of delayed 10-K filing for period ending 2015-08-31. Substantive filing landed 2016-01-07 (accession 0001019687-16-004727), 39 days after the 2015-11-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Nov 29, 2017 | Form NT 10-K filed 2017-11-29 (accession 0001683168-17-003167) notified the SEC of delayed 10-K filing for period ending 2017-08-31. Substantive filing landed 2017-12-08 (accession 0001683168-17-003260), 9 days after the 2017-11-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Nov 29, 2016 | Form NT 10-K filed 2016-11-29 (accession 0001683168-16-000802) notified the SEC of delayed 10-K filing for period ending 2016-08-31. Substantive filing landed 2016-12-13 (accession 0001683168-16-000925), 14 days after the 2016-11-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 15, 2016 | Form NT 10-Q filed 2016-04-15 (accession 0001019687-16-005898) notified the SEC of delayed 10-Q filing for period ending 2016-02-29. Substantive filing landed 2016-04-18 (accession 0001019687-16-005913), 4 days after the 2016-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Jan 14, 2016 | Form NT 10-Q filed 2016-01-14 (accession 0001019687-16-004823) notified the SEC of delayed 10-Q filing for period ending 2015-11-30. Substantive filing landed 2016-01-22 (accession 0001019687-16-004908), 8 days after the 2016-01-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Apr 14, 2015 | Form NT 10-Q filed 2015-04-14 (accession 0001019687-15-001426) notified the SEC of delayed 10-Q filing for period ending 2015-02-28. Substantive filing landed 2015-04-20 (accession 0001019687-15-001536), 6 days after the 2015-04-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 1, 2014 | Form NT 10-K filed 2014-12-01 (accession 0001019687-14-004538) notified the SEC of delayed 10-K filing for period ending 2014-08-31. Substantive filing landed 2014-12-15 (accession 0001019687-14-004710), 16 days after the 2014-11-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Nov 29, 2012 | Form NT 10-K filed 2012-11-29 (accession 0001303681-12-000138) notified the SEC of delayed 10-K filing for period ending 2012-08-31. Substantive filing landed 2012-11-30 (accession 0001303681-12-000140), 1 days after the 2012-11-29 filing d… | view ↗ |
| Auditor Change | low | 10-K · Nov 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-11-29 (accession 0001683168-24-008433) was 'Elkana Amitai. C.P.A.' (PCAOB Firm ID: 6816). Prior 10-K filed 2023-11-30 (accession 0001683168-23-008557) was 'Weinstein International. C.P.A.' (PCAOB Firm… | view ↗ |
| Late Filing | low | NT 10-Q · Apr 15, 2024 | Form NT 10-Q filed 2024-04-15 (accession 0001683168-24-002385) notified the SEC of delayed 10-Q filing for period ending 2024-02-29. Substantive filing landed 2024-04-16 (accession 0001683168-24-002440), 2 days after the 2024-04-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 14, 2019 | Form NT 10-Q filed 2019-01-14 (accession 0001683168-19-000094) notified the SEC of delayed 10-Q filing for period ending 2018-11-30. Substantive filing landed 2019-01-17 (accession 0001683168-19-000146), 3 days after the 2019-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 14, 2015 | Form NT 10-Q filed 2015-01-14 (accession 0001019687-15-000190) notified the SEC of delayed 10-Q filing for period ending 2014-11-30. Substantive filing landed 2015-01-20 (accession 0001019687-15-000244), 6 days after the 2015-01-14 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jul 14, 2011 | Form NT 10-Q filed 2011-07-14 (accession 0001303681-11-000145) notified the SEC of delayed 10-Q filing for period ending 2011-05-31. Substantive filing landed 2011-07-21 (accession 0001303681-11-000151), 6 days after the 2011-07-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Jan 14, 2011 | Form NT 10-Q filed 2011-01-14 (accession 0001303681-11-000007) notified the SEC of delayed 10-Q filing for period ending 2010-11-30. Substantive filing landed 2011-01-18 (accession 0001303681-11-000015), 4 days after the 2011-01-14 filing d… | view ↗ |
Related on CNBX
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.