CMP Risk Flags
Consolidated view of every risk_flag row CMPhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-K · Nov 30, 2021 | Form NT 10-K filed 2021-11-30 (accession 0001227654-21-000308) notified the SEC of delayed 10-K filing for period ending 2021-09-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 9, 2024 | Form NT 10-Q filed 2024-08-09 (accession 0001227654-24-000159) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-10-30 (accession 0001227654-24-000212), 77 days after the 2024-08-14 filing … | view ↗ |
| Auditor Change | low | 10-K · Dec 16, 2024 | PCAOB-tagged auditor in 10-K filed 2024-12-16 (accession 0001227654-24-000230) was 'KPMG LLP' (PCAOB Firm ID: 185). Prior 10-K/A filed 2024-10-29 (accession 0001227654-24-000210) was 'Ernst & Young LLP' (PCAOB Firm ID: 42). | view ↗ |
| Late Filing | low | NT 11-K · Jun 28, 2024 | Form NT 11-K filed 2024-06-28 (accession 0001227654-24-000130) notified the SEC of delayed 11-K filing for period ending 2023-12-31. Substantive filing landed 2024-07-12 (accession 0001227654-24-000152), 14 days after the 2024-06-28 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 10, 2024 | Form NT 10-Q filed 2024-05-10 (accession 0001227654-24-000105) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-15 (accession 0001227654-24-000110), 0 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Nov 29, 2022 | Form NT 10-K filed 2022-11-29 (accession 0001227654-22-000327) notified the SEC of delayed 10-K filing for period ending 2022-09-30. Substantive filing landed 2022-12-14 (accession 0001227654-22-000340), 15 days before the 2022-12-29 filing… | view ↗ |
| Late Filing | low | NT 10-Q · Aug 9, 2021 | Form NT 10-Q filed 2021-08-09 (accession 0001227654-21-000187) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-13 (accession 0001227654-21-000208), 1 days before the 2021-08-14 filing … | view ↗ |
Related on CMP
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.