CMCM Risk Flags
Consolidated view of every risk_flag row CMCMhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 20-F · Apr 15, 2025 | PCAOB-tagged auditor in 20-F filed 2025-04-15 (accession 0000950170-25-053935) was 'Marcum Asia CPAs LLP' (PCAOB Firm ID: 5395). Prior 20-F filed 2024-04-18 (accession 0000950170-24-045305) was 'Ernst & Young Hua Ming LLP' (PCAOB Firm ID: 1… | view ↗ |
| Late Filing | medium | NT 20-F · Apr 29, 2022 | Form NT 20-F filed 2022-04-29 (accession 0001193125-22-133534) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-07-26 (accession 0001193125-22-201423), 87 days after the 2022-04-30 filing … | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2021 | Form NT 20-F filed 2021-04-30 (accession 0001193125-21-142200) notified the SEC of delayed 20-F filing for period ending 2020-12-31. Substantive filing landed 2021-05-14 (accession 0001193125-21-162007), 14 days after the 2021-04-30 filing … | view ↗ |
Related on CMCM
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.