CLRI Risk Flags
Consolidated view of every risk_flag row CLRIhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Feb 16, 2021 | Form NT 10-Q filed 2021-02-16 (accession 0001091818-21-000019) notified the SEC of delayed 10-Q filing for period ending 2020-12-31. Substantive filing landed 2021-03-19 (accession 0001091818-21-000034), 33 days after the 2021-02-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 29, 2020 | Form NT 10-K filed 2020-12-29 (accession 0001091818-20-000278) notified the SEC of delayed 10-K filing for period ending 2020-09-30. Substantive filing landed 2021-02-18 (accession 0001091818-21-000026), 51 days after the 2020-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 30, 2019 | Form NT 10-K filed 2019-12-30 (accession 0001091818-19-000347) notified the SEC of delayed 10-K filing for period ending 2019-09-30. Substantive filing landed 2020-01-14 (accession 0001091818-20-000009), 16 days after the 2019-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 31, 2018 | Form NT 10-K filed 2018-12-31 (accession 0001091818-18-000247) notified the SEC of delayed 10-K filing for period ending 2018-09-30. Substantive filing landed 2019-01-22 (accession 0001091818-19-000007), 24 days after the 2018-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 28, 2017 | Form NT 10-K filed 2017-12-28 (accession 0001091818-17-000255) notified the SEC of delayed 10-K filing for period ending 2017-09-30. Substantive filing landed 2018-01-16 (accession 0001091818-18-000006), 18 days after the 2017-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 27, 2013 | Form NT 10-K filed 2013-12-27 (accession 0001091818-13-000480) notified the SEC of delayed 10-K filing for period ending 2013-09-30. Substantive filing landed 2014-01-14 (accession 0001091818-14-000010), 16 days after the 2013-12-29 filing … | view ↗ |
| Late Filing | high | NT 10-K · Dec 27, 2012 | Form NT 10-K filed 2012-12-27 (accession 0001091818-12-000516) notified the SEC of delayed 10-K filing for period ending 2012-09-30. Substantive filing landed 2013-01-15 (accession 0001091818-13-000020), 17 days after the 2012-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2025 | Form NT 10-K filed 2025-12-29 (accession 0001091818-25-000173) notified the SEC of delayed 10-K filing for period ending 2025-09-30. Substantive filing landed 2025-12-30 (accession 0001091818-25-000175), 1 days after the 2025-12-29 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2025 | Form NT 10-Q filed 2025-02-14 (accession 0001091818-25-000008) notified the SEC of delayed 10-Q filing for period ending 2024-12-31. Substantive filing landed 2025-04-10 (accession 0001091818-25-000038), 55 days after the 2025-02-14 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Dec 30, 2024 | Form NT 10-K filed 2024-12-30 (accession 0001091818-24-000160) notified the SEC of delayed 10-K filing for period ending 2024-09-30. Substantive filing landed 2025-03-21 (accession 0001091818-25-000013), 82 days after the 2024-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2020 | Form NT 10-Q filed 2020-02-14 (accession 0001091818-20-000019) notified the SEC of delayed 10-Q filing for period ending 2019-12-31. Substantive filing landed 2020-02-19 (accession 0001091818-20-000029), 5 days after the 2020-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2019 | Form NT 10-Q filed 2019-02-13 (accession 0001091818-19-000027) notified the SEC of delayed 10-Q filing for period ending 2018-12-31. Substantive filing landed 2019-02-19 (accession 0001091818-19-000037), 5 days after the 2019-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2018 | Form NT 10-Q filed 2018-08-14 (accession 0001091818-18-000165) notified the SEC of delayed 10-Q filing for period ending 2018-06-30. Substantive filing landed 2018-08-20 (accession 0001091818-18-000175), 6 days after the 2018-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2018 | Form NT 10-Q filed 2018-05-14 (accession 0001091818-18-000100) notified the SEC of delayed 10-Q filing for period ending 2018-03-31. Substantive filing landed 2018-05-21 (accession 0001091818-18-000108), 6 days after the 2018-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2016 | Form NT 10-K filed 2016-12-29 (accession 0001091818-16-000431) notified the SEC of delayed 10-K filing for period ending 2016-09-30. Substantive filing landed 2017-01-13 (accession 0001091818-17-000003), 15 days after the 2016-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 12, 2016 | Form NT 10-Q filed 2016-02-12 (accession 0001091818-16-000218) notified the SEC of delayed 10-Q filing for period ending 2015-12-31. Substantive filing landed 2016-02-22 (accession 0001091818-16-000222), 8 days after the 2016-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 28, 2015 | Form NT 10-K filed 2015-12-28 (accession 0001091818-15-000207) notified the SEC of delayed 10-K filing for period ending 2015-09-30. Substantive filing landed 2016-01-13 (accession 0001091818-16-000214), 15 days after the 2015-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2015 | Form NT 10-Q filed 2015-08-14 (accession 0001091818-15-000122) notified the SEC of delayed 10-Q filing for period ending 2015-06-30. Substantive filing landed 2015-08-19 (accession 0001091818-15-000131), 5 days after the 2015-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2015 | Form NT 10-Q filed 2015-05-14 (accession 0001091818-15-000074) notified the SEC of delayed 10-Q filing for period ending 2015-03-31. Substantive filing landed 2015-05-20 (accession 0001091818-15-000084), 5 days after the 2015-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2015 | Form NT 10-Q filed 2015-02-13 (accession 0001091818-15-000022) notified the SEC of delayed 10-Q filing for period ending 2014-12-31. Substantive filing landed 2015-02-23 (accession 0001091818-15-000024), 9 days after the 2015-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2014 | Form NT 10-K filed 2014-12-29 (accession 0001091818-14-000333) notified the SEC of delayed 10-K filing for period ending 2014-09-30. Substantive filing landed 2015-01-13 (accession 0001091818-15-000005), 15 days after the 2014-12-29 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 14, 2014 | Form NT 10-Q filed 2014-02-14 (accession 0001091818-14-000053) notified the SEC of delayed 10-Q filing for period ending 2013-12-31. Substantive filing landed 2014-02-19 (accession 0001091818-14-000063), 5 days after the 2014-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 12, 2013 | Form NT 10-Q filed 2013-08-12 (accession 0001091818-13-000320) notified the SEC of delayed 10-Q filing for period ending 2013-06-30. Substantive filing landed 2013-08-19 (accession 0001091818-13-000347), 5 days after the 2013-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 14, 2013 | Form NT 10-Q filed 2013-05-14 (accession 0001091818-13-000191) notified the SEC of delayed 10-Q filing for period ending 2013-03-31. Substantive filing landed 2013-05-20 (accession 0001091818-13-000223), 5 days after the 2013-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Feb 13, 2013 | Form NT 10-Q filed 2013-02-13 (accession 0001091818-13-000068) notified the SEC of delayed 10-Q filing for period ending 2012-12-31. Substantive filing landed 2013-02-19 (accession 0001091818-13-000088), 5 days after the 2013-02-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2012 | Form NT 10-Q filed 2012-08-14 (accession 0001091818-12-000317) notified the SEC of delayed 10-Q filing for period ending 2012-06-30. Substantive filing landed 2012-08-20 (accession 0001091818-12-000339), 6 days after the 2012-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Dec 29, 2008 | Form NT 10-K filed 2008-12-29 (accession 0001091818-08-000399) notified the SEC of delayed 10-K filing for period ending 2008-09-30. Substantive filing landed 2009-01-20 (accession 0001091818-09-000025), 22 days after the 2008-12-29 filing … | view ↗ |
| Auditor Change | low | 10-K · Mar 21, 2025 | PCAOB-tagged auditor in 10-K filed 2025-03-21 (accession 0001091818-25-000013) was 'M&K CPAS, PLLC' (PCAOB Firm ID: 2738). Prior 10-K filed 2023-12-21 (accession 0001091818-23-000200) was 'Assurance Dimensions' (PCAOB Firm ID: 5036). | view ↗ |
| Auditor Change | low | 10-K · Dec 21, 2023 | PCAOB-tagged auditor in 10-K filed 2023-12-21 (accession 0001091818-23-000200) was 'Assurance Dimensions' (PCAOB Firm ID: 5036). Prior 10-K filed 2022-12-29 (accession 0001091818-22-000187) was 'Liggett & Webb, P.A.' (PCAOB Firm ID: 287). | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2011 | Form NT 10-K filed 2011-12-29 (accession 0001091818-11-000650) notified the SEC of delayed 10-K filing for period ending 2011-09-30. Substantive filing landed 2011-12-30 (accession 0001091818-11-000653), 1 days after the 2011-12-29 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2010 | Form NT 10-K filed 2010-12-29 (accession 0001091818-10-000612) notified the SEC of delayed 10-K filing for period ending 2010-09-30. Substantive filing landed 2011-01-11 (accession 0001091818-11-000016), 13 days after the 2010-12-29 filing … | view ↗ |
| Late Filing | low | NT 10-K · Dec 29, 2009 | Form NT 10-K filed 2009-12-29 (accession 0001091818-09-000377) notified the SEC of delayed 10-K filing for period ending 2009-09-30. Substantive filing landed 2010-01-12 (accession 0001091818-10-000008), 14 days after the 2009-12-29 filing … | view ↗ |
Related on CLRI
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.