CLOW Risk Flags
Consolidated view of every risk_flag row CLOWhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 10-Q · Nov 15, 2017 | Form NT 10-Q filed 2017-11-15 (accession 0001640334-17-002435) notified the SEC of delayed 10-Q filing for period ending 2017-09-30. Substantive filing landed 2018-01-02 (accession 0001640334-18-000025), 49 days after the 2017-11-14 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001640334-17-000630) notified the SEC of delayed 10-K filing for period ending 2016-12-31. Substantive filing landed 2017-04-25 (accession 0001640334-17-000788), 25 days after the 2017-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001594062-16-000666) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-18 (accession 0001594062-16-000676), 4 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2016 | Form NT 10-Q filed 2016-08-15 (accession 0001594062-16-000555) notified the SEC of delayed 10-Q filing for period ending 2016-06-30. Substantive filing landed 2016-08-22 (accession 0001594062-16-000583), 8 days after the 2016-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 17, 2016 | Form NT 10-Q filed 2016-05-17 (accession 0001594062-16-000470) notified the SEC of delayed 10-Q filing for period ending 2016-03-31. Substantive filing landed 2016-06-16 (accession 0001594062-16-000505), 32 days after the 2016-05-15 filing … | view ↗ |
| Late Filing | low | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001640334-26-000612) notified the SEC of delayed 10-K filing for period ending 2025-12-31. Substantive filing landed 2026-04-15 (accession 0001640334-26-000750), 15 days after the 2026-03-31 filing … | view ↗ |
| Auditor Change | low | 10-K · Feb 27, 2025 | PCAOB-tagged auditor in 10-K filed 2025-02-27 (accession 0001640334-25-000318) was 'Boladale Lawal & CO' (PCAOB Firm ID: 6993). Prior 10-K filed 2024-03-22 (accession 0001640334-24-000460) was 'BF Borgers CPA PC' (PCAOB Firm ID: 5041). | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2020 | Form NT 10-K filed 2020-03-31 (accession 0001640334-20-000694) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-03 (accession 0001640334-20-000719), 4 days after the 2020-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2016 | Form NT 10-K filed 2016-03-30 (accession 0001594062-16-000413) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001594062-16-000443), 15 days after the 2016-03-30 filing … | view ↗ |
Related on CLOW
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.