CLIR Risk Flags
Consolidated view of every risk_flag row CLIRhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Delisting | medium | 25-NSE · Jan 25, 2019 | Form 25-NSE filed 2019-01-25 (accession 0001354457-19-000032) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Auditor Change | low | 10-K · Mar 31, 2023 | PCAOB-tagged auditor in 10-K filed 2023-03-31 (accession 0001558370-23-005285) was 'BPM CPA LLP' (PCAOB Firm ID: 207). Prior 10-K filed 2022-03-31 (accession 0001558370-22-004842) was 'Gumbiner Savett Inc.' (PCAOB Firm ID: 285). | view ↗ |
| Late Filing | low | NT 10-Q · Aug 16, 2021 | Form NT 10-Q filed 2021-08-16 (accession 0001104659-21-106332) notified the SEC of delayed 10-Q filing for period ending 2021-06-30. Substantive filing landed 2021-08-20 (accession 0001104659-21-108219), 6 days after the 2021-08-14 filing d… | view ↗ |
Related on CLIR
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.