CLEV Risk Flags
Consolidated view of every risk_flag row CLEVhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | low | NT 10-Q · Mar 18, 2026 | Form NT 10-Q filed 2026-03-18 (accession 0001477932-26-001417) notified the SEC of delayed 10-Q filing for period ending 2026-01-31. Substantive filing landed 2026-03-23 (accession 0001477932-26-001542), 6 days after the 2026-03-17 filing d… | view ↗ |
| Auditor Change | low | 10-K · Oct 29, 2025 | PCAOB-tagged auditor in 10-K filed 2025-10-29 (accession 0001477932-25-007789) was 'Stephano Slack LLC' (PCAOB Firm ID: 3523). Prior 10-K filed 2024-10-29 (accession 0001477932-24-006729) was 'Astra Audit and Advisory' (PCAOB Firm ID: 6920)… | view ↗ |
| Auditor Change | low | 10-K · Oct 29, 2024 | PCAOB-tagged auditor in 10-K filed 2024-10-29 (accession 0001477932-24-006729) was 'Astra Audit and Advisory' (PCAOB Firm ID: 6920). Prior 10-K filed 2023-10-30 (accession 0001477932-23-007956) was 'Accell Audit and Compliance, P.A.' (PCAOB… | view ↗ |
| Late Filing | low | NT 10-K · Oct 30, 2017 | Form NT 10-K filed 2017-10-30 (accession 0001165527-17-000210) notified the SEC of delayed 10-K filing for period ending 2017-07-31. Substantive filing landed 2017-11-09 (accession 0001165527-17-000220), 11 days after the 2017-10-29 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Jun 15, 2010 | Form NT 10-Q filed 2010-06-15 (accession 0001165527-10-000444) notified the SEC of delayed 10-Q filing for period ending 2010-04-30. Substantive filing landed 2010-06-16 (accession 0001165527-10-000450), 2 days after the 2010-06-14 filing d… | view ↗ |
Related on CLEV
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.