CLCS Risk Flags
Consolidated view of every risk_flag row CLCShas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | extreme | NT 10-K · Mar 28, 2025 | Form NT 10-K filed 2025-03-28 (accession 0001641172-25-001080) notified the SEC of delayed 10-K filing for period ending 2024-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 16, 2023 | Form NT 10-Q filed 2023-05-16 (accession 0001493152-23-017688) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-08-23 (accession 0001493152-23-029915), 100 days after the 2023-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001493152-23-009987) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-08-08 (accession 0001493152-23-027069), 130 days after the 2023-03-31 filing… | view ↗ |
| Late Filing | extreme | NT 10-Q · May 12, 2022 | Form NT 10-Q filed 2022-05-12 (accession 0001493152-22-013010) notified the SEC of delayed 10-Q filing for period ending 2022-03-31. Substantive filing landed 2022-11-02 (accession 0001493152-22-030233), 171 days after the 2022-05-15 filing… | view ↗ |
| Late Filing | extreme | NT 10-K · Mar 31, 2017 | Form NT 10-K filed 2017-03-31 (accession 0001165527-17-000068) notified the SEC of delayed 10-K filing for period ending 2016-12-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001493152-24-012389) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-06-24 (accession 0001493152-24-024903), 86 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001493152-24-032056) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001493152-24-033055), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 15, 2023 | Form NT 10-Q filed 2023-08-15 (accession 0001493152-23-028930) notified the SEC of delayed 10-Q filing for period ending 2023-06-30. Substantive filing landed 2023-08-23 (accession 0001493152-23-029915), 9 days after the 2023-08-14 filing d… | view ↗ |
| Auditor Change | low | 10-K · Apr 7, 2026 | PCAOB-tagged auditor in 10-K filed 2026-04-07 (accession 0001493152-26-015359) was 'CBIZ CPAs P.C.' (PCAOB Firm ID: 199). Prior 10-K filed 2024-06-24 (accession 0001493152-24-024903) was 'Marcum' (PCAOB Firm ID: 688). | view ↗ |
| Delisting | low | 15-12G · Jul 16, 2025 | Form 15-12G filed 2025-07-16 (accession 0001641172-25-019898) terminated the issuer's SEC registration under the Exchange Act. No companion Form 25 (delisting notice) detected within 12 months — voluntary deregistration without a prior exch… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001493152-22-008399) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-15 (accession 0001493152-22-010133), 15 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001640334-21-000742) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-15 (accession 0001640334-21-000923), 15 days after the 2021-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-Q · May 15, 2019 | Form NT 10-Q filed 2019-05-15 (accession 0001165527-19-000074) notified the SEC of delayed 10-Q filing for period ending 2019-03-31. Substantive filing landed 2019-05-20 (accession 0001165527-19-000089), 5 days after the 2019-05-15 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 15, 2016 | Form NT 10-Q filed 2016-11-15 (accession 0001165527-16-000934) notified the SEC of delayed 10-Q filing for period ending 2016-09-30. Substantive filing landed 2016-11-18 (accession 0001165527-16-000940), 4 days after the 2016-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2016 | Form NT 10-K filed 2016-03-31 (accession 0001165527-16-000717) notified the SEC of delayed 10-K filing for period ending 2015-12-31. Substantive filing landed 2016-04-14 (accession 0001165527-16-000733), 15 days after the 2016-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Aug 15, 2014 | Form NT 10-Q filed 2014-08-15 (accession 0001144204-14-050538) notified the SEC of delayed 10-Q filing for period ending 2014-06-30. Substantive filing landed 2014-08-19 (accession 0001144204-14-051396), 5 days after the 2014-08-14 filing d… | view ↗ |
Related on CLCS
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.