CIG Risk Flags
Consolidated view of every risk_flag row CIGhas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Late Filing | high | NT 20-F · May 1, 2025 | Form NT 20-F filed 2025-05-01 (accession 0001554855-25-000416) notified the SEC of delayed 20-F filing for period ending 2024-12-31. Substantive filing landed 2026-04-17 (accession 0001554855-26-000648), 352 days after the 2025-04-30 filing… | view ↗ |
| Late Filing | high | NT 20-F · May 2, 2016 | Form NT 20-F filed 2016-05-02 (accession 0001193125-16-571940) notified the SEC of delayed 20-F filing for period ending 2015-12-31. Substantive filing landed 2016-11-14 (accession 0001193125-16-766864), 199 days after the 2016-04-29 filing… | view ↗ |
| Late Filing | high | NT 20-F · Jul 1, 2002 | Form NT 20-F filed 2002-07-01 (accession 9999999997-02-038273) notified the SEC of delayed 20-F filing for period ending 2001-12-31. Substantive filing landed 2003-03-26 (accession 0000905148-03-001142), 330 days after the 2002-04-30 filing… | view ↗ |
| Late Filing | medium | NT 20-F · Apr 28, 2023 | Form NT 20-F filed 2023-04-28 (accession 0001292814-23-001927) notified the SEC of delayed 20-F filing for period ending 2022-12-31. Substantive filing landed 2023-05-16 (accession 0001292814-23-002326), 16 days after the 2023-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Apr 29, 2022 | Form NT 20-F filed 2022-04-29 (accession 0001292814-22-001939) notified the SEC of delayed 20-F filing for period ending 2021-12-31. Substantive filing landed 2022-05-17 (accession 0001292814-22-002344), 17 days after the 2022-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · May 1, 2019 | Form NT 20-F filed 2019-05-01 (accession 0001193125-19-130127) notified the SEC of delayed 20-F filing for period ending 2018-12-31. Substantive filing landed 2019-05-17 (accession 0001193125-19-149650), 17 days after the 2019-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Apr 28, 2017 | Form NT 20-F filed 2017-04-28 (accession 0001193125-17-147973) notified the SEC of delayed 20-F filing for period ending 2016-12-31. Substantive filing landed 2017-05-16 (accession 0001193125-17-172209), 16 days after the 2017-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jul 2, 2007 | Form NT 20-F filed 2007-07-02 (accession 0001104659-07-051698) notified the SEC of delayed 20-F filing for period ending 2006-12-31. Substantive filing landed 2007-07-23 (accession 0001104659-07-055452), 84 days after the 2007-04-30 filing … | view ↗ |
| Late Filing | medium | NT 20-F · Jun 30, 2004 | Form NT 20-F filed 2004-06-30 (accession 0001047469-04-022164) notified the SEC of delayed 20-F filing for period ending 2003-12-31. Substantive filing landed 2004-07-01 (accession 0001047469-04-022325), 63 days after the 2004-04-29 filing … | view ↗ |
| Auditor Change | low | 20-F · May 1, 2025 | PCAOB-tagged auditor in 20-F filed 2025-05-01 (accession 0001554855-25-000408) was 'KPMG Auditores Independentes Ltda' (PCAOB Firm ID: 1124). Prior 20-F filed 2024-04-30 (accession 0000950170-24-050630) was 'Ernst & Young Auditores Independ… | view ↗ |
| Auditor Change | low | 20-F · Apr 30, 2024 | PCAOB-tagged auditor in 20-F filed 2024-04-30 (accession 0000950170-24-050630) was 'Ernst & Young Auditores Independentes S/S Ltda' (PCAOB Firm ID: 1448). Prior 20-F/A filed 2023-07-27 (accession 0001292814-23-003241) was 'PricewaterhouseCo… | view ↗ |
| Auditor Change | low | 20-F/A · Jul 27, 2023 | PCAOB-tagged auditor in 20-F/A filed 2023-07-27 (accession 0001292814-23-003241) was 'PricewaterhouseCoopers Auditores Independentes' (PCAOB Firm ID: 1351). Prior 20-F filed 2022-05-17 (accession 0001292814-22-002344) was 'Ernst & Young Aud… | view ↗ |
| Late Filing | low | NT 20-F · Apr 30, 2018 | Form NT 20-F filed 2018-04-30 (accession 0001193125-18-142875) notified the SEC of delayed 20-F filing for period ending 2017-12-31. Substantive filing landed 2018-05-09 (accession 0001193125-18-156222), 9 days after the 2018-04-30 filing d… | view ↗ |
Related on CIG
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.