CHUC Risk Flags
Consolidated view of every risk_flag row CHUChas surfaced across DredgeCap's extractor pipeline (auditor changes, late filings, delistings, going-concern, dilution, etc.). Each row carries a verbatim source_excerpt and links to the source SEC filing on EDGAR.
| Category | Severity | Source | Excerpt | EDGAR |
|---|---|---|---|---|
| Auditor Change | high | 10-K · May 29, 2025 | PCAOB-tagged auditor in 10-K filed 2025-05-29 (accession 0001437749-25-018798) was 'Urish Popeck & Co., LLC' (PCAOB Firm ID: 1013). Prior 10-K filed 2024-04-15 (accession 0001437749-24-012061) was 'Mazars USA LLP' (PCAOB Firm ID: 339). | view ↗ |
| Late Filing | high | NT 10-Q · May 15, 2025 | Form NT 10-Q filed 2025-05-15 (accession 0001437749-25-017113) notified the SEC of delayed 10-Q filing for period ending 2025-03-31. Substantive filing landed 2025-06-27 (accession 0001437749-25-021440), 43 days after the 2025-05-15 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2025 | Form NT 10-K filed 2025-03-31 (accession 0001437749-25-010093) notified the SEC of delayed 10-K filing for period ending 2024-12-31. Substantive filing landed 2025-05-29 (accession 0001437749-25-018798), 59 days after the 2025-03-31 filing … | view ↗ |
| Auditor Change | high | 10-K · Apr 15, 2024 | PCAOB-tagged auditor in 10-K filed 2024-04-15 (accession 0001437749-24-012061) was 'Mazars USA LLP' (PCAOB Firm ID: 339). Prior 10-K filed 2023-04-17 (accession 0001437749-23-010449) was 'Baker Tilly US LLP' (PCAOB Firm ID: 23). | view ↗ |
| Late Filing | high | NT 10-K · Apr 1, 2024 | Form NT 10-K filed 2024-04-01 (accession 0001437749-24-010238) notified the SEC of delayed 10-K filing for period ending 2023-12-31. Substantive filing landed 2024-04-15 (accession 0001437749-24-012061), 16 days after the 2024-03-30 filing … | view ↗ |
| Late Filing | high | NT 10-K · Mar 31, 2023 | Form NT 10-K filed 2023-03-31 (accession 0001437749-23-008687) notified the SEC of delayed 10-K filing for period ending 2022-12-31. Substantive filing landed 2023-04-17 (accession 0001437749-23-010449), 17 days after the 2023-03-31 filing … | view ↗ |
| Late Filing | high | NT 10-Q · Aug 14, 2003 | Form NT 10-Q filed 2003-08-14 (accession 0001193125-03-036288) notified the SEC of delayed 10-Q filing for period ending 2003-06-30. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | high | NT 10-Q · May 16, 2003 | Form NT 10-Q filed 2003-05-16 (accession 0001000096-03-000258) notified the SEC of delayed 10-Q filing for period ending 2003-03-31. As of 2026-05-15, no substantive filing has been located within the 90-day window; CIK appears to be in del… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2026 | Form NT 10-K filed 2026-04-01 (accession 0001437749-26-010784) notified the SEC of delayed 10-K filing for period ending 2025-12-31. As of 2026-05-15, no substantive filing has yet been located; the 90-day determination window does not expi… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2025 | Form NT 10-Q filed 2025-11-14 (accession 0001437749-25-034983) notified the SEC of delayed 10-Q filing for period ending 2025-09-30. Substantive filing landed 2025-11-19 (accession 0001437749-25-035731), 5 days after the 2025-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2025 | Form NT 10-Q filed 2025-08-14 (accession 0001437749-25-026673) notified the SEC of delayed 10-Q filing for period ending 2025-06-30. Substantive filing landed 2025-08-21 (accession 0001437749-25-027482), 7 days after the 2025-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2024 | Form NT 10-Q filed 2024-11-14 (accession 0001437749-24-035022) notified the SEC of delayed 10-Q filing for period ending 2024-09-30. Substantive filing landed 2024-11-19 (accession 0001437749-24-035717), 5 days after the 2024-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Aug 14, 2024 | Form NT 10-Q filed 2024-08-14 (accession 0001437749-24-026686) notified the SEC of delayed 10-Q filing for period ending 2024-06-30. Substantive filing landed 2024-08-19 (accession 0001437749-24-027186), 5 days after the 2024-08-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2024 | Form NT 10-Q filed 2024-05-15 (accession 0001437749-24-016883) notified the SEC of delayed 10-Q filing for period ending 2024-03-31. Substantive filing landed 2024-05-20 (accession 0001437749-24-017669), 5 days after the 2024-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · May 15, 2023 | Form NT 10-Q filed 2023-05-15 (accession 0001437749-23-014417) notified the SEC of delayed 10-Q filing for period ending 2023-03-31. Substantive filing landed 2023-05-19 (accession 0001437749-23-015181), 4 days after the 2023-05-15 filing d… | view ↗ |
| Late Filing | medium | NT 10-Q · Nov 14, 2022 | Form NT 10-Q filed 2022-11-14 (accession 0001851734-22-000666) notified the SEC of delayed 10-Q filing for period ending 2022-09-30. Substantive filing landed 2022-11-18 (accession 0001851734-22-000695), 4 days after the 2022-11-14 filing d… | view ↗ |
| Late Filing | medium | NT 10-K · Apr 2, 2018 | Form NT 10-K filed 2018-04-02 (accession 0001415889-18-000500) notified the SEC of delayed 10-K filing for period ending 2017-12-31. Substantive filing landed 2018-06-26 (accession 0001654954-18-006979), 87 days after the 2018-03-31 filing … | view ↗ |
| Late Filing | medium | NT 10-K · Apr 1, 2013 | Form NT 10-K filed 2013-04-01 (accession 0001415889-13-000588) notified the SEC of delayed 10-K filing for period ending 2012-12-31. Substantive filing landed 2013-04-05 (accession 0001415889-13-000648), 5 days after the 2013-03-31 filing d… | view ↗ |
| Delisting | medium | 25-NSE · Jun 11, 2009 | Form 25-NSE filed 2009-06-11 (accession 0001143313-09-000092) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05… | view ↗ |
| Delisting | medium | 25 · May 25, 2005 | Form 25 filed 2005-05-25 (accession 9999999997-05-026330) notifies SEC of the removal of a class of securities from listing. No companion Form 15 deregistration detected within 12 months (issuer remains a reporting company as of 2026-05-15)… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2022 | Form NT 10-K filed 2022-03-31 (accession 0001851734-22-000175) notified the SEC of delayed 10-K filing for period ending 2021-12-31. Substantive filing landed 2022-04-12 (accession 0001851734-22-000194), 12 days after the 2022-03-31 filing … | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2021 | Form NT 10-K filed 2021-03-31 (accession 0001415889-21-001711) notified the SEC of delayed 10-K filing for period ending 2020-12-31. Substantive filing landed 2021-04-05 (accession 0001654954-21-003838), 5 days after the 2021-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 30, 2020 | Form NT 10-K filed 2020-03-30 (accession 0001415889-20-000887) notified the SEC of delayed 10-K filing for period ending 2019-12-31. Substantive filing landed 2020-04-14 (accession 0001654954-20-004066), 15 days after the 2020-03-30 filing … | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2018 | Form NT 10-Q filed 2018-11-14 (accession 0001415889-18-001638) notified the SEC of delayed 10-Q filing for period ending 2018-09-30. Substantive filing landed 2018-11-20 (accession 0001654954-18-013017), 6 days after the 2018-11-14 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 31, 2015 | Form NT 10-K filed 2015-03-31 (accession 0001415889-15-001173) notified the SEC of delayed 10-K filing for period ending 2014-12-31. Substantive filing landed 2015-04-02 (accession 0001415889-15-001215), 2 days after the 2015-03-31 filing d… | view ↗ |
| Late Filing | low | NT 10-K · Mar 27, 2012 | Form NT 10-K filed 2012-03-27 (accession 0001415889-12-000437) notified the SEC of delayed 10-K filing for period ending 2011-12-31. Substantive filing landed 2012-04-06 (accession 0001415889-12-000488), 7 days after the 2012-03-30 filing d… | view ↗ |
| Late Filing | low | NT 10-Q · Nov 14, 2011 | Form NT 10-Q filed 2011-11-14 (accession 0001415889-11-001271) notified the SEC of delayed 10-Q filing for period ending 2011-09-30. Substantive filing landed 2011-11-15 (accession 0001415889-11-001296), 1 days after the 2011-11-14 filing d… | view ↗ |
Related on CHUC
Risk-flag rows are produced by DredgeCap's extractor pipeline (lib/extract-auditor-changes, extract-late-filings, etc.). Each row carries a verbatim
source_excerpt from the underlying SEC filing — no AI-generated language. Refresh runs daily. Not financial advice.